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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLC
1976
Flaherty & Crumrine Total Return Fund
FLC
$176M
$54K ﹤0.01%
2,726
+490
+22% +$9.64K
GABC icon
1977
German American Bancorp
GABC
$1.91B
$54K ﹤0.01%
3,147
– –
H icon
1978
Hyatt Hotels
H
$16.8B
$54K ﹤0.01%
+900
New +$54.8K
HAP icon
1979
VanEck Natural Resources ETF
HAP
$308M
$54K ﹤0.01%
1,462
-68
-4% -$2.7K
HDB icon
1980
HDFC Bank
HDB
$119B
$54K ﹤0.01%
4,604
– –
HTD
1981
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$905M
$54K ﹤0.01%
2,604
+1,443
+124% +$29.8K
RELX icon
1982
RELX
RELX
$60.4B
$54K ﹤0.01%
3,348
-232
-6% -$3.76K
SR icon
1983
Spire
SR
$4.89B
$54K ﹤0.01%
1,160
– –
VIOG icon
1984
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.13B
$54K ﹤0.01%
1,108
-194
-15% -$9.72K
TEN
1985
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$54K ﹤0.01%
1,034
-18
-2% -$1.14K
YGE
1986
DELISTED
Yingli Green Energy Holding Comp
YGE
$54K ﹤0.01%
1,750
– –
XL
1987
DELISTED
XL Group Ltd.
XL
$54K ﹤0.01%
1,622
+388
+31% +$12.9K
BSCM
1988
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$54K ﹤0.01%
2,600
– –
DWRE
1989
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$54K ﹤0.01%
1,065
+985
+1,231% +$55.9K
RHT
1990
DELISTED
Red Hat Inc
RHT
$54K ﹤0.01%
961
+285
+42% +$16.6K
FDTS icon
1991
First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
FDTS
$14.1M
$53K ﹤0.01%
1,490
– –
HFBL icon
1992
Home Federal Bancorp
HFBL
$71.5M
$53K ﹤0.01%
5,460
– –
KBWY icon
1993
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$311M
$53K ﹤0.01%
+1,724
New +$56.5K
LOPE icon
1994
Grand Canyon Education
LOPE
$3.79B
$53K ﹤0.01%
1,300
-646
-33% -$28.1K
MUNI icon
1995
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$53K ﹤0.01%
1,000
– –
POWI icon
1996
Power Integrations
POWI
$3.57B
$53K ﹤0.01%
1,984
+274
+16% +$7.72K
RES icon
1997
RPC Inc
RES
$1.4B
$53K ﹤0.01%
2,392
– –
USCI icon
1998
US Commodity Index
USCI
$374M
$53K ﹤0.01%
954
-330
-26% -$18.9K
VIVO
1999
DELISTED
Meridian Bioscience Inc
VIVO
$53K ﹤0.01%
3,000
-495
-14% -$9.72K
CAA
2000
DELISTED
CalAtlantic Group, Inc.
CAA
$53K ﹤0.01%
1,424
-3,320
-70% -$134K
78 79
80
81 82

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AG
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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.