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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YOKU
1976
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$50K ﹤0.01%
1,800
+1,500
+500% +$46.6K
SD
1977
DELISTED
SANDRIDGE ENERGY, INC.
SD
$50K ﹤0.01%
8,064
-8,750
-52% -$54.6K
WX
1978
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$50K ﹤0.01%
1,348
+638
+90% +$23.4K
HME
1979
DELISTED
HOME PROPERTIES, INC
HME
$50K ﹤0.01%
836
+26
+3% +$1.5K
CNQR
1980
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$50K ﹤0.01%
500
– –
HCF
1981
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$50K ﹤0.01%
4,539
-19,660
-81% -$217K
MHR
1982
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$50K ﹤0.01%
5,906
+1,042
+21% +$8.37K
CDNS icon
1983
Cadence Design Systems
CDNS
$89.2B
$49K ﹤0.01%
3,149
-625
-17% -$9.27K
CORN icon
1984
Teucrium Corn Fund
CORN
$167M
$49K ﹤0.01%
1,400
– –
CYH icon
1985
Community Health Systems
CYH
$419M
$49K ﹤0.01%
1,506
-11
-0.7% -$363
FDM icon
1986
First Trust Dow Jones Select MicroCap Index Fund
FDM
$272M
$49K ﹤0.01%
1,493
-4,079
-73% -$129K
IDA icon
1987
Idacorp
IDA
$8.16B
$49K ﹤0.01%
879
-2,150
-71% -$115K
IEFA icon
1988
iShares Core MSCI EAFE ETF
IEFA
$196B
$49K ﹤0.01%
800
-501
-39% -$30K
RES icon
1989
RPC Inc
RES
$1.39B
$49K ﹤0.01%
2,392
– –
UTL icon
1990
Unitil
UTL
$992M
$49K ﹤0.01%
1,505
-150
-9% -$4.65K
VRE
1991
DELISTED
Veris Residential
VRE
$49K ﹤0.01%
2,368
-720
-23% -$15.1K
XES icon
1992
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$389M
$49K ﹤0.01%
108
– –
VRN
1993
DELISTED
Veren
VRN
$49K ﹤0.01%
+1,456
New +$47K
HCR
1994
DELISTED
Hi-Crush Inc. Common Stock
HCR
$49K ﹤0.01%
1,215
+305
+34% +$11.6K
HGI
1995
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$49K ﹤0.01%
2,570
+2,439
+1,862% +$45K
NFO
1996
DELISTED
Invesco Insider Sentiment ETF
NFO
$49K ﹤0.01%
1,019
+116
+13% +$5.42K
ATR icon
1997
AptarGroup
ATR
$8.43B
$48K ﹤0.01%
733
– –
AWR icon
1998
American States Water
AWR
$3.52B
$48K ﹤0.01%
1,500
+200
+15% +$5.86K
DG icon
1999
Dollar General
DG
$26.9B
$48K ﹤0.01%
861
+8
+0.9% +$466
FTCS icon
2000
First Trust Capital Strength ETF
FTCS
$8.02B
$48K ﹤0.01%
1,412
– –
78 79
80
81 82

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.