We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSM icon
176
MSC Industrial Direct
MSM
$6.86B
$6.05M 0.11%
107,537
+5,521
+5% +$334K
RSO
177
DELISTED
Resource Capital Corp.
RSO
$6.03M 0.11%
472,352
+309,326
+190% +$3.84M
IWB icon
178
iShares Russell 1000 ETF
IWB
$50.2B
$6.02M 0.11%
53,119
-15,499
-23% -$1.77M
ED icon
179
Consolidated Edison
ED
$39.9B
$6.01M 0.11%
93,447
-13,353
-13% -$858K
FIDU icon
180
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
$5.99M 0.11%
219,959
+215,164
+4,487% +$5.92M
FMAT icon
181
Fidelity MSCI Materials Index ETF
FMAT
$617M
$5.95M 0.11%
245,010
+241,069
+6,117% +$5.97M
SPTL icon
182
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$5.94M 0.11%
169,970
+165,140
+3,419% +$5.83M
XLU icon
183
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$5.92M 0.11%
273,500
+21,882
+9% +$474K
JNK icon
184
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$5.82M 0.11%
57,194
-1,344
-2% -$143K
BKLN icon
185
Invesco Senior Loan ETF
BKLN
$6.74B
$5.82M 0.11%
259,692
-4,044
-2% -$92.1K
AMT icon
186
American Tower
AMT
$80.4B
$5.8M 0.11%
59,810
+29,996
+101% +$2.92M
GSK icon
187
GSK
GSK
$106B
$5.75M 0.11%
114,021
-5,325
-4% -$271K
NRF
188
DELISTED
NorthStar Realty Finance Corp.
NRF
$5.66M 0.1%
332,208
+149,488
+82% +$3.01M
VGT icon
189
Vanguard Information Technology ETF
VGT
$149B
$5.58M 0.1%
412,008
+67,424
+20% +$920K
WELL icon
190
Welltower
WELL
$171B
$5.55M 0.1%
82,448
+34,631
+72% +$2.26M
RTX icon
191
RTX Corp
RTX
$301B
$5.5M 0.1%
91,091
+7,616
+9% +$461K
GIS icon
192
General Mills
GIS
$19.7B
$5.48M 0.1%
95,071
+5,609
+6% +$323K
EFV icon
193
iShares MSCI EAFE Value ETF
EFV
$30.2B
$5.47M 0.1%
117,495
-30,642
-21% -$1.48M
IWR icon
194
iShares Russell Mid-Cap ETF
IWR
$57.5B
$5.45M 0.1%
135,784
+2,224
+2% +$90.6K
D icon
195
Dominion Energy
D
$59.3B
$5.44M 0.1%
80,381
-95
-0.1% -$6.56K
MUB icon
196
iShares National Muni Bond ETF
MUB
$45.9B
$5.37M 0.1%
48,523
+13,898
+40% +$1.53M
DD
197
DELISTED
Du Pont De Nemours E I
DD
$5.33M 0.1%
80,037
-8,324
-9% -$529K
CMCSA icon
198
Comcast
CMCSA
$90B
$5.28M 0.1%
187,166
+28,366
+18% +$854K
DXJ icon
199
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$5.23M 0.1%
104,406
+27,053
+35% +$1.44M
TLT icon
200
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$5.06M 0.09%
41,998
+5,323
+15% +$649K
6 7
8
9 10

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.