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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKW icon
176
Invesco BuyBack Achievers ETF
PKW
$1.76B
$5.23M 0.12%
108,874
+69,741
+178% +$3.21M
IWV icon
177
iShares Russell 3000 ETF
IWV
$20.4B
$5.22M 0.12%
42,710
+30,519
+250% +$3.64M
MINT icon
178
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$5.14M 0.11%
50,897
+32,413
+175% +$3.28M
XLY icon
179
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$5.12M 0.11%
141,904
+81,010
+133% +$2.78M
VPU
180
Vanguard Utilities ETF
VPU
$8.44B
$5M 0.11%
48,871
+29,428
+151% +$2.89M
NLY icon
181
Annaly Capital Management
NLY
$17.4B
$4.96M 0.11%
114,626
+15,901
+16% +$719K
TGT icon
182
Target
TGT
$68B
$4.94M 0.11%
65,079
+27,831
+75% +$1.88M
GBX icon
183
The Greenbrier Companies
GBX
$1.46B
$4.93M 0.11%
91,772
+86,555
+1,659% +$4.89M
NKE icon
184
Nike
NKE
$61.9B
$4.93M 0.11%
101,912
+64,120
+170% +$3.01M
WBA
185
DELISTED
Walgreens Boots Alliance
WBA
$4.93M 0.11%
64,665
-12,620
-16% -$844K
MCO icon
186
Moody's
MCO
$82.7B
$4.87M 0.11%
50,312
+9,391
+23% +$911K
MGK icon
187
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$4.86M 0.11%
298,940
+196,030
+190% +$3.12M
SPLV icon
188
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$4.83M 0.11%
127,455
-40,499
-24% -$1.48M
SDIV icon
189
Global X SuperDividend ETF
SDIV
$1.22B
$4.8M 0.11%
68,820
+2,745
+4% +$195K
PRF icon
190
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$4.62M 0.1%
252,460
+49,905
+25% +$892K
EMLC icon
191
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$4.59M 0.1%
108,517
-10,393
-9% -$464K
BNDX icon
192
Vanguard Total International Bond ETF
BNDX
$83.1B
$4.58M 0.1%
86,238
+23,096
+37% +$1.21M
VCSH icon
193
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$4.57M 0.1%
57,342
+21,361
+59% +$1.71M
SRE icon
194
Sempra
SRE
$54.8B
$4.55M 0.1%
81,838
-2,598
-3% -$141K
PDP icon
195
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$4.5M 0.1%
109,187
+66,513
+156% +$2.67M
GIS icon
196
General Mills
GIS
$19.7B
$4.49M 0.1%
84,155
+40,900
+95% +$2.11M
CELG
197
DELISTED
Celgene Corp
CELG
$4.41M 0.1%
39,303
+3,663
+10% +$386K
VNQI icon
198
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$4.38M 0.1%
81,897
+44,781
+121% +$2.46M
VBK icon
199
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$4.37M 0.1%
34,693
+16,871
+95% +$2.07M
BIV icon
200
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$4.28M 0.09%
50,571
+23,522
+87% +$2M
6 7
8
9 10

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.