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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GVI icon
176
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$3.01M 0.09%
27,335
+21,874
+401% +$2.41M
IJT icon
177
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$3.01M 0.09%
50,548
+33,370
+194% +$1.96M
RTX icon
178
RTX Corp
RTX
$301B
$3M 0.09%
40,828
+483
+1% +$34.7K
EBAY icon
179
eBay
EBAY
$49.8B
$2.98M 0.09%
128,000
+82,157
+179% +$1.91M
PHYS icon
180
Sprott Physical Gold
PHYS
$15.7B
$2.97M 0.09%
278,186
-5,450
-2% -$58.6K
VDC icon
181
Vanguard Consumer Staples ETF
VDC
$7.97B
$2.96M 0.09%
26,718
+1,243
+5% +$134K
YUM icon
182
Yum! Brands
YUM
$41.1B
$2.93M 0.09%
54,380
+2,169
+4% +$114K
PAA icon
183
Plains All American Pipeline
PAA
$16.1B
$2.91M 0.09%
52,872
+6,899
+15% +$362K
SRE icon
184
Sempra
SRE
$54.8B
$2.91M 0.08%
60,166
+2,674
+5% +$124K
VOE icon
185
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$2.86M 0.08%
34,542
+3,175
+10% +$255K
NLR icon
186
VanEck Uranium + Nuclear Energy ETF
NLR
$4.17B
$2.85M 0.08%
56,484
+2,360
+4% +$117K
ORCL icon
187
Oracle
ORCL
$423B
$2.83M 0.08%
69,136
-3,037
-4% -$116K
VGT icon
188
Vanguard Information Technology ETF
VGT
$149B
$2.8M 0.08%
244,928
-13,600
-5% -$153K
ARCC icon
189
Ares Capital
ARCC
$14.4B
$2.78M 0.08%
157,940
+8,194
+5% +$146K
CAG icon
190
Conagra Brands
CAG
$7.23B
$2.78M 0.08%
115,127
+9,838
+9% +$236K
XLY icon
191
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$2.75M 0.08%
84,924
-723,224
-89% -$23.6M
HON icon
192
Honeywell
HON
$78B
$2.75M 0.08%
32,932
-199
-0.6% -$16.5K
FIW icon
193
First Trust Water ETF
FIW
$1.95B
$2.72M 0.08%
79,049
-51,626
-40% -$1.73M
RPAI
194
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$2.72M 0.08%
200,719
-14,327
-7% -$190K
PGX icon
195
Invesco Preferred ETF
PGX
$3.78B
$2.68M 0.08%
187,851
+28,175
+18% +$393K
HSY icon
196
Hershey
HSY
$36.6B
$2.68M 0.08%
25,490
+1,813
+8% +$185K
EDC icon
197
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$161M
$2.67M 0.08%
25,607
-1,540
-6% -$143K
RDS.B
198
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.67M 0.08%
34,187
+4,106
+14% +$311K
CVS icon
199
CVS Health
CVS
$122B
$2.66M 0.08%
35,605
+2,720
+8% +$192K
SPSB icon
200
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$2.66M 0.08%
86,380
+2,918
+3% +$89.7K
6 7
8
9 10

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.