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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTLF
1951
DELISTED
Heartland Financial USA, Inc.
HTLF
$286K ﹤0.01%
6,496
+44
+0.7% +$2.31K
IGA
1952
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$285K ﹤0.01%
31,028
+2,978
+11% +$30.3K
PTF icon
1953
Invesco Dorsey Wright Technology Momentum ETF
PTF
$659M
$285K ﹤0.01%
16,260
+327
+2% +$6.08K
CDNS icon
1954
Cadence Design Systems
CDNS
$89.2B
$284K ﹤0.01%
6,549
+4,322
+194% +$188K
LYG icon
1955
Lloyds Banking Group
LYG
$90B
$283K ﹤0.01%
110,639
+54,895
+98% +$156K
NDSN icon
1956
Nordson
NDSN
$17.3B
$283K ﹤0.01%
2,404
+284
+13% +$34.9K
KRG icon
1957
Kite Realty
KRG
$5.27B
$282K ﹤0.01%
20,052
-1,964
-9% -$30.9K
NTES icon
1958
NetEase
NTES
$78.5B
$282K ﹤0.01%
5,980
+375
+7% +$16.9K
NXP icon
1959
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
$282K ﹤0.01%
20,063
+419
+2% +$5.84K
EDD
1960
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
$281K ﹤0.01%
46,396
+1,147
+3% +$7.29K
EQL icon
1961
ALPS Equal Sector Weight ETF
EQL
$768M
$281K ﹤0.01%
13,203
+2,460
+23% +$56.3K
HOLX
1962
DELISTED
Hologic
HOLX
$281K ﹤0.01%
6,854
+902
+15% +$37K
IEZ icon
1963
iShares US Oil Equipment & Services ETF
IEZ
$382M
$281K ﹤0.01%
13,758
-2,229
-14% -$62.9K
MOH icon
1964
Molina Healthcare
MOH
$10.8B
$280K ﹤0.01%
2,420
+1,817
+301% +$238K
SNAP icon
1965
Snap
SNAP
$8.96B
$280K ﹤0.01%
50,596
-31,741
-39% -$206K
SWBI icon
1966
Smith & Wesson
SWBI
$636M
$280K ﹤0.01%
28,199
+3,719
+15% +$38.6K
TAYD icon
1967
Taylor Devices
TAYD
$172M
$280K ﹤0.01%
23,278
– –
ANDX
1968
DELISTED
Andeavor Logistics LP
ANDX
$280K ﹤0.01%
8,619
+836
+11% +$33.2K
OLLI icon
1969
Ollie's Bargain Outlet
OLLI
$4.73B
$279K ﹤0.01%
4,182
+1,317
+46% +$110K
PFFD icon
1970
Global X US Preferred ETF
PFFD
$2.18B
$279K ﹤0.01%
+12,400
New +$287K
PIE icon
1971
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$250M
$279K ﹤0.01%
17,923
+2,527
+16% +$41.1K
PRLB icon
1972
Protolabs
PRLB
$2.21B
$279K ﹤0.01%
2,597
+470
+22% +$58K
SNX icon
1973
TD Synnex
SNX
$20.4B
$278K ﹤0.01%
6,854
+2,270
+50% +$89.8K
STOT icon
1974
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$507M
$278K ﹤0.01%
5,713
– –
VIOV icon
1975
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$278K ﹤0.01%
4,888
+152
+3% +$9.73K
77 78
79
80 81

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AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.