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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFEU
1951
DELISTED
iShares Europe Developed Real Estate ETF
IFEU
$57K ﹤0.01%
1,625
+6
+0.4% +$223
ASML icon
1952
ASML
ASML
$710B
$56K ﹤0.01%
571
-60
-10% -$5.64K
BR icon
1953
Broadridge
BR
$19.3B
$56K ﹤0.01%
1,357
+1
+0.1% +$42
OII icon
1954
Oceaneering
OII
$5.08B
$56K ﹤0.01%
861
-782
-48% -$54K
OLN icon
1955
Olin
OLN
$2.13B
$56K ﹤0.01%
2,226
-100
-4% -$2.66K
RDOG icon
1956
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$56K ﹤0.01%
1,375
-4,501
-77% -$194K
SHYD icon
1957
VanEck Short High Yield Muni ETF
SHYD
$456M
$56K ﹤0.01%
2,200
– –
TK icon
1958
Teekay
TK
$1.03B
$56K ﹤0.01%
838
+200
+31% +$11.7K
VFL
1959
DELISTED
abrdn National Municipal Income Fund
VFL
$56K ﹤0.01%
4,400
– –
XNCR icon
1960
Xencor
XNCR
$1.72B
$56K ﹤0.01%
6,000
– –
JPP
1961
DELISTED
SPDR RUSSELL/NOMURA PRIME JAPAN ETF
JPP
$56K ﹤0.01%
1,225
+1
+0.1% +$46
XLS
1962
DELISTED
EXELIS INC COM STK
XLS
$56K ﹤0.01%
3,385
-293
-8% -$4.76K
RVBD
1963
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$56K ﹤0.01%
3,044
-38
-1% -$715
CNX icon
1964
CNX Resources
CNX
$5.29B
$55K ﹤0.01%
1,729
-247
-13% -$8.28K
HHH icon
1965
Howard Hughes
HHH
$3.98B
$55K ﹤0.01%
384
– –
HMC icon
1966
Honda
HMC
$40.6B
$55K ﹤0.01%
1,625
+200
+14% +$6.91K
JNPR
1967
DELISTED
Juniper Networks
JNPR
$55K ﹤0.01%
2,474
-3,751
-60% -$87.9K
LXU icon
1968
LSB Industries
LXU
$711M
$55K ﹤0.01%
1,994
-173
-8% -$5.15K
OGS icon
1969
ONE Gas
OGS
$5.05B
$55K ﹤0.01%
1,611
-248
-13% -$9.08K
SXT icon
1970
Sensient Technologies
SXT
$5.53B
$55K ﹤0.01%
1,058
-38
-3% -$2.07K
VSAT icon
1971
Viasat
VSAT
$12B
$55K ﹤0.01%
1,000
– –
OTIV
1972
DELISTED
OTI On Track Innovations Ltd
OTIV
$55K ﹤0.01%
+20,000
New +$51K
BEL
1973
DELISTED
Belmond Ltd.
BEL
$55K ﹤0.01%
4,692
-332
-7% -$4.29K
BWA icon
1974
BorgWarner
BWA
$14B
$54K ﹤0.01%
1,168
-5,868
-83% -$322K
ETB
1975
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$460M
$54K ﹤0.01%
3,431
+68
+2% +$1.09K
77 78
79
80 81

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.