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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFBC icon
1951
First Financial Bancorp
FFBC
$3.6B
$51K ﹤0.01%
2,845
– –
IPGP icon
1952
IPG Photonics
IPGP
$3.57B
$51K ﹤0.01%
717
+77
+12% +$5.41K
KTOS icon
1953
Kratos Defense & Security Solutions
KTOS
$11.8B
$51K ﹤0.01%
6,750
+5,000
+286% +$38.7K
RMD icon
1954
ResMed
RMD
$32.9B
$51K ﹤0.01%
1,138
+22
+2% +$988
SNN icon
1955
Smith & Nephew
SNN
$12.6B
$51K ﹤0.01%
1,678
+158
+10% +$4.78K
TDIV icon
1956
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$51K ﹤0.01%
2,034
+989
+95% +$24.1K
ZG icon
1957
Zillow
ZG
$8.15B
$51K ﹤0.01%
1,737
– –
UPGD icon
1958
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$122M
$51K ﹤0.01%
1,479
+168
+13% +$5.65K
UPL
1959
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$51K ﹤0.01%
1,900
-5,585
-75% -$133K
NTI
1960
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$51K ﹤0.01%
1,985
+200
+11% +$5.08K
ARG
1961
DELISTED
Airgas Inc
ARG
$51K ﹤0.01%
480
+48
+11% +$5.14K
MJI
1962
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
$51K ﹤0.01%
3,651
– –
MCRS
1963
DELISTED
MICROS SYSTEMS INC
MCRS
$51K ﹤0.01%
957
+44
+5% +$2.44K
QCOR
1964
DELISTED
QUESTCOR PHARMA INC
QCOR
$51K ﹤0.01%
784
-149
-16% -$9.51K
AEG icon
1965
Aegon
AEG
$13.9B
$50K ﹤0.01%
8,039
-174
-2% -$1.06K
ALKS icon
1966
Alkermes
ALKS
$8.3B
$50K ﹤0.01%
1,127
-380
-25% -$18.1K
BR icon
1967
Broadridge
BR
$19.6B
$50K ﹤0.01%
1,348
+180
+15% +$6.75K
CGNX icon
1968
Cognex
CGNX
$10.4B
$50K ﹤0.01%
2,952
-264
-8% -$4.93K
COLM icon
1969
Columbia Sportswear
COLM
$2.96B
$50K ﹤0.01%
1,200
-258
-18% -$10.3K
DXPE icon
1970
DXP Enterprises
DXPE
$3B
$50K ﹤0.01%
535
+4
+0.8% +$402
IT icon
1971
Gartner
IT
$11.6B
$50K ﹤0.01%
727
+177
+32% +$12.2K
MSGS icon
1972
Madison Square Garden
MSGS
$9.94B
$50K ﹤0.01%
1,224
+192
+19% +$7.89K
VGSH icon
1973
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$50K ﹤0.01%
820
+328
+67% +$20K
VRSN icon
1974
VeriSign
VRSN
$26B
$50K ﹤0.01%
922
+50
+6% +$2.83K
WT icon
1975
WisdomTree
WT
$3.44B
$50K ﹤0.01%
3,812
-28,483
-88% -$435K
77 78
79
80 81

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.