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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSL
1926
DELISTED
NUVEEN SENIOR INCM FD
NSL
$59K ﹤0.01%
8,780
+94
+1% +$649
FTD
1927
DELISTED
FTD Companies, Inc. Common Stock
FTD
$59K ﹤0.01%
1,729
+247
+17% +$8.03K
NFX
1928
DELISTED
Newfield Exploration
NFX
$59K ﹤0.01%
1,599
– –
ENH
1929
DELISTED
Endurance Specialty Holdings Ltd
ENH
$59K ﹤0.01%
1,066
+89
+9% +$4.92K
MXA
1930
DELISTED
MINNESOTA MUNI INCM PTFL INC
MXA
$59K ﹤0.01%
3,803
– –
RXII
1931
DELISTED
GALENA BIOPHARMA INC COM
RXII
$59K ﹤0.01%
28,575
-5,173
-15% -$10.7K
KEY.PRG
1932
DELISTED
KeyCorp Pfd
KEY.PRG
$59K ﹤0.01%
450
– –
BEP icon
1933
Brookfield Renewable
BEP
$10.3B
$58K ﹤0.01%
3,565
– –
EG icon
1934
Everest Group
EG
$13.9B
$58K ﹤0.01%
355
-27
-7% -$4.37K
IDCC icon
1935
InterDigital
IDCC
$9.07B
$58K ﹤0.01%
1,450
– –
LAZ icon
1936
Lazard
LAZ
$4.24B
$58K ﹤0.01%
1,136
-56
-5% -$2.94K
TRGP icon
1937
Targa Resources
TRGP
$57.6B
$58K ﹤0.01%
426
+113
+36% +$15.5K
VSH icon
1938
Vishay Intertechnology
VSH
$5.11B
$58K ﹤0.01%
4,067
-2
-0% -$31
WLKP icon
1939
Westlake Chemical Partners
WLKP
$778M
$58K ﹤0.01%
+2,000
New +$60.6K
LGCY
1940
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$58K ﹤0.01%
1,963
-300
-13% -$9.09K
CVRR
1941
DELISTED
CVR Refining, LP
CVRR
$58K ﹤0.01%
+2,508
New +$61.6K
DGL
1942
DELISTED
Invesco DB Gold Fund
DGL
$58K ﹤0.01%
1,451
– –
SYT
1943
DELISTED
Syngenta Ag
SYT
$58K ﹤0.01%
919
-120
-12% -$8.49K
ASB icon
1944
Associated Banc-Corp
ASB
$6.07B
$57K ﹤0.01%
3,290
-540
-14% -$9.77K
FPF
1945
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$57K ﹤0.01%
2,615
-2,093
-44% -$46.2K
ILF icon
1946
iShares Latin America 40 ETF
ILF
$3.69B
$57K ﹤0.01%
1,545
-18,480
-92% -$742K
LTC
1947
LTC Properties
LTC
$2.1B
$57K ﹤0.01%
1,542
-950
-38% -$37.4K
NXC
1948
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$57K ﹤0.01%
3,684
– –
RWK icon
1949
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$57K ﹤0.01%
1,252
– –
TAL icon
1950
TAL Education Group
TAL
$6.58B
$57K ﹤0.01%
9,774
– –
76 77
78
79 80

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.