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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUNI icon
1926
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$53K ﹤0.01%
1,000
– –
NWN icon
1927
Northwest Natural Holdings
NWN
$2.14B
$53K ﹤0.01%
1,197
+97
+9% +$4.09K
NYT icon
1928
New York Times
NYT
$10.3B
$53K ﹤0.01%
3,096
+307
+11% +$4.74K
TFX icon
1929
Teleflex
TFX
$5.82B
$53K ﹤0.01%
495
-90
-15% -$8.86K
TREX icon
1930
Trex
TREX
$5.1B
$53K ﹤0.01%
5,784
-5,688
-50% -$50.9K
CEQP
1931
DELISTED
Crestwood Equity Partners LP
CEQP
$53K ﹤0.01%
384
+55
+17% +$7.39K
NPP
1932
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$53K ﹤0.01%
3,629
-58
-2% -$821
SGL
1933
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$53K ﹤0.01%
5,750
– –
ARMF
1934
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$53K ﹤0.01%
2,415
– –
BSP
1935
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$53K ﹤0.01%
6,394
+25
+0.4% +$202
IDIX
1936
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
$53K ﹤0.01%
8,750
-4,750
-35% -$33.1K
BSCM
1937
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$53K ﹤0.01%
2,600
– –
DNY
1938
DELISTED
DONNELLEY R R & SONS CO
DNY
$53K ﹤0.01%
2,943
-167
-5% -$3.01K
HHH icon
1939
Howard Hughes
HHH
$4.04B
$52K ﹤0.01%
384
+320
+500% +$40.2K
JEF icon
1940
Jefferies Financial Group
JEF
$12.9B
$52K ﹤0.01%
2,081
+82
+4% +$2.02K
MTD icon
1941
Mettler-Toledo International
MTD
$28.7B
$52K ﹤0.01%
220
-11
-5% -$2.69K
RSPG icon
1942
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$597M
$52K ﹤0.01%
646
+2
+0.3% +$159
NM
1943
DELISTED
Navios Maritime Holdings Inc.
NM
$52K ﹤0.01%
530
-20
-4% -$1.95K
CXO
1944
DELISTED
CONCHO RESOURCES INC.
CXO
$52K ﹤0.01%
428
– –
PL
1945
DELISTED
PROTECTIVE LIFE CORP
PL
$52K ﹤0.01%
995
– –
ATAXZ
1946
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$52K ﹤0.01%
8,533
-1,700
-17% -$10.4K
ALGN icon
1947
Align Technology
ALGN
$12.5B
$51K ﹤0.01%
986
-36
-4% -$2.02K
APTV icon
1948
Aptiv
APTV
$10.2B
$51K ﹤0.01%
756
+282
+59% +$18K
CVE icon
1949
Cenovus Energy
CVE
$56.4B
$51K ﹤0.01%
1,776
-1,596
-47% -$42.6K
ETB
1950
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$461M
$51K ﹤0.01%
3,296
-631
-16% -$9.6K
76 77
78
79 80

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.