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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOX icon
1901
Amdocs
DOX
$6.08B
$61K ﹤0.01%
1,328
-67
-5% -$3.14K
FTI icon
1902
TechnipFMC
FTI
$29.5B
$61K ﹤0.01%
1,500
+43
+3% +$1.9K
HL icon
1903
Hecla Mining
HL
$11.9B
$61K ﹤0.01%
24,725
– –
MED icon
1904
Medifast
MED
$130M
$61K ﹤0.01%
1,850
– –
MTD icon
1905
Mettler-Toledo International
MTD
$28.8B
$61K ﹤0.01%
237
+15
+7% +$3.93K
TRIP icon
1906
TripAdvisor
TRIP
$1.26B
$61K ﹤0.01%
663
-7
-1% -$693
VC icon
1907
Visteon
VC
$2.84B
$61K ﹤0.01%
632
+226
+56% +$22.6K
CHS
1908
DELISTED
Chicos FAS, Inc.
CHS
$61K ﹤0.01%
4,125
+203
+5% +$3.2K
GML
1909
DELISTED
SPDR S&P Emerging Latin America ETF
GML
$61K ﹤0.01%
990
– –
DCA
1910
DELISTED
Virtus Total Return Fund
DCA
$61K ﹤0.01%
13,053
+6,253
+92% +$29.7K
BNS icon
1911
Scotiabank
BNS
$110B
$60K ﹤0.01%
1,040
+44
+4% +$2.74K
DDS icon
1912
Dillards
DDS
$9.93B
$60K ﹤0.01%
550
+124
+29% +$14.4K
MDYV icon
1913
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.89B
$60K ﹤0.01%
1,460
-72
-5% -$3.06K
MYN icon
1914
BlackRock MuniYield New York Quality Fund
MYN
$376M
$60K ﹤0.01%
4,692
+6
+0.1% +$77
RJF icon
1915
Raymond James Financial
RJF
$34.9B
$60K ﹤0.01%
1,679
-99
-6% -$3.46K
WSBC icon
1916
WesBanco
WSBC
$4.07B
$60K ﹤0.01%
1,970
– –
XRT icon
1917
State Street SPDR S&P Retail ETF
XRT
$643M
$60K ﹤0.01%
1,398
-694
-33% -$30.1K
TYPE
1918
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$60K ﹤0.01%
2,109
-41
-2% -$1.2K
BAC.WS.A
1919
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$60K ﹤0.01%
+8,000
New +$56.7K
BDSI
1920
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$60K ﹤0.01%
3,512
+100
+3% +$1.45K
EIV
1921
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$60K ﹤0.01%
4,801
– –
EQIX icon
1922
Equinix
EQIX
$105B
$59K ﹤0.01%
276
-61
-18% -$13.1K
EQNR icon
1923
Equinor
EQNR
$96.3B
$59K ﹤0.01%
2,163
+8
+0.4% +$231
NVAX icon
1924
Novavax
NVAX
$1.34B
$59K ﹤0.01%
703
+27
+4% +$2.44K
RSPG icon
1925
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$597M
$59K ﹤0.01%
650
+3
+0.5% +$265
75 76
77
78 79

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.