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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOX icon
1901
Amdocs
DOX
$6.23B
$54K ﹤0.01%
1,157
+540
+88% +$23.6K
EPAC icon
1902
Enerpac Tool Group
EPAC
$1.89B
$54K ﹤0.01%
1,574
-188
-11% -$6.49K
FIVE icon
1903
Five Below
FIVE
$13.4B
$54K ﹤0.01%
1,285
+475
+59% +$18.2K
HDB icon
1904
HDFC Bank
HDB
$119B
$54K ﹤0.01%
5,292
– –
LAZ icon
1905
Lazard
LAZ
$4.43B
$54K ﹤0.01%
1,146
-144
-11% -$6.48K
MED icon
1906
Medifast
MED
$128M
$54K ﹤0.01%
1,850
– –
TILE icon
1907
Interface
TILE
$2.24B
$54K ﹤0.01%
2,633
+21
+0.8% +$427
VFL
1908
DELISTED
abrdn National Municipal Income Fund
VFL
$54K ﹤0.01%
4,400
– –
SPLK
1909
DELISTED
Splunk Inc
SPLK
$54K ﹤0.01%
755
+200
+36% +$16.3K
NIB
1910
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$54K ﹤0.01%
1,403
+859
+158% +$32.7K
DDF
1911
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$54K ﹤0.01%
5,655
+32
+0.6% +$299
CFNB
1912
DELISTED
California First National Banc
CFNB
$54K ﹤0.01%
3,500
– –
DBIZ
1913
DELISTED
AdvisorShares Pring Turner Business Cycle ETF
DBIZ
$54K ﹤0.01%
1,975
– –
NPSP
1914
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$54K ﹤0.01%
1,800
-1,300
-42% -$44.8K
DISH
1915
DELISTED
DISH Network Corp.
DISH
$54K ﹤0.01%
872
-127
-13% -$7.39K
DO
1916
DELISTED
Diamond Offshore Drilling
DO
$54K ﹤0.01%
1,099
-785
-42% -$38.7K
ALK icon
1917
Alaska Air
ALK
$5.3B
$53K ﹤0.01%
1,130
+6
+0.5% +$249
DHF
1918
BNY Mellon High Yield Strategies Fund
DHF
$176M
$53K ﹤0.01%
12,756
+34
+0.3% +$141
ERIC icon
1919
Ericsson
ERIC
$33.6B
$53K ﹤0.01%
4,006
– –
FTGC icon
1920
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.07B
$53K ﹤0.01%
+1,560
New +$50.6K
FXF icon
1921
Invesco CurrencyShares Swiss Franc Trust
FXF
$395M
$53K ﹤0.01%
483
-66
-12% -$7.24K
HIMX
1922
Himax Technologies
HIMX
$2.56B
$53K ﹤0.01%
4,609
+3,495
+314% +$48.6K
IVZ icon
1923
Invesco
IVZ
$14.3B
$53K ﹤0.01%
1,428
-166
-10% -$5.75K
IWL icon
1924
iShares Russell Top 200 ETF
IWL
$2.29B
$53K ﹤0.01%
1,251
– –
MBI icon
1925
MBIA
MBI
$262M
$53K ﹤0.01%
3,804
-1,110
-23% -$14.1K
75 76
77
78 79

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.