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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IM
1876
DELISTED
Ingram Micro
IM
$56K ﹤0.01%
1,880
+1,224
+187% +$32.9K
NCO
1877
DELISTED
NUVEEN CALIF MUN MKT OPPOR FD
NCO
$56K ﹤0.01%
+3,900
New +$55.1K
EIV
1878
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$56K ﹤0.01%
4,801
-900
-16% -$10.3K
CAE icon
1879
CAE Inc. Common Shares
CAE
$8.47B
$55K ﹤0.01%
4,189
-841
-17% -$11K
CG icon
1880
Carlyle Group
CG
$18.3B
$55K ﹤0.01%
1,565
+1,315
+526% +$46.1K
FTC icon
1881
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
$55K ﹤0.01%
1,309
– –
FTI icon
1882
TechnipFMC
FTI
$30.1B
$55K ﹤0.01%
1,407
-12,865
-90% -$487K
IDCC icon
1883
InterDigital
IDCC
$8.88B
$55K ﹤0.01%
1,650
-500
-23% -$14.9K
IGPT icon
1884
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$55K ﹤0.01%
4,599
– –
MSCI icon
1885
MSCI
MSCI
$41.8B
$55K ﹤0.01%
1,279
-1
-0.1% -$44
OMEX icon
1886
Odyssey Marine Exploration
OMEX
$53.4M
$55K ﹤0.01%
2,010
+215
+12% +$5.42K
PICB icon
1887
Invesco International Corporate Bond ETF
PICB
$361M
$55K ﹤0.01%
1,851
-748
-29% -$22.2K
TU icon
1888
Telus
TU
$15.2B
$55K ﹤0.01%
3,070
-56
-2% -$966
NFX
1889
DELISTED
Newfield Exploration
NFX
$55K ﹤0.01%
1,754
– –
LNCE
1890
DELISTED
Snyders-Lance, Inc.
LNCE
$55K ﹤0.01%
1,959
+361
+23% +$9.82K
CIE
1891
DELISTED
Cobalt International Energy, Inc
CIE
$55K ﹤0.01%
200
+153
+326% +$39.7K
CLNY
1892
DELISTED
Colony Capital, Inc.
CLNY
$55K ﹤0.01%
2,500
+1,265
+102% +$27.9K
SZYM
1893
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$55K ﹤0.01%
4,700
+600
+15% +$7.06K
GTU
1894
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$55K ﹤0.01%
1,218
+136
+13% +$6.21K
IFNA
1895
DELISTED
ISHARES NORTH AMERICA REAL ESTATE ETF
IFNA
$55K ﹤0.01%
1,079
+56
+5% +$2.74K
AVNR
1896
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$55K ﹤0.01%
15,000
– –
EXXI
1897
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$55K ﹤0.01%
2,317
-41,974
-95% -$987K
BDCS
1898
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$55K ﹤0.01%
2,086
+592
+40% +$15.7K
ANAC
1899
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
$55K ﹤0.01%
2,750
+250
+10% +$4.85K
CHEF icon
1900
Chefs' Warehouse
CHEF
$4.57B
$54K ﹤0.01%
2,500
-3,300
-57% -$79.3K
74 75
76
77 78

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.