We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLTR icon
1851
Dollar Tree
DLTR
$24.7B
$66K ﹤0.01%
1,174
-816
-41% -$45K
JEF icon
1852
Jefferies Financial Group
JEF
$12.6B
$66K ﹤0.01%
3,089
+782
+34% +$17.6K
PKX icon
1853
POSCO
PKX
$17.3B
$66K ﹤0.01%
869
– –
QAI icon
1854
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.03B
$66K ﹤0.01%
2,230
-5,328
-70% -$159K
SEE
1855
DELISTED
Sealed Air
SEE
$66K ﹤0.01%
1,904
+650
+52% +$22.5K
SMCI icon
1856
Super Micro Computer
SMCI
$25.3B
$66K ﹤0.01%
22,500
– –
BAB icon
1857
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$65K ﹤0.01%
2,181
+767
+54% +$22.7K
CVI icon
1858
CVR Energy
CVI
$3.52B
$65K ﹤0.01%
1,445
-50
-3% -$2.4K
DTH icon
1859
WisdomTree International High Dividend Fund
DTH
$661M
$65K ﹤0.01%
+1,431
New +$68.8K
INFY icon
1860
Infosys
INFY
$50.3B
$65K ﹤0.01%
8,584
-2,640
-24% -$19K
RRC icon
1861
Range Resources
RRC
$9.39B
$65K ﹤0.01%
953
-237
-20% -$18.1K
RXL icon
1862
ProShares Ultra Health Care
RXL
$90.8M
$65K ﹤0.01%
+4,800
New +$62K
VEEV icon
1863
Veeva Systems
VEEV
$41B
$65K ﹤0.01%
2,321
+2,300
+10,952% +$59.2K
VIV icon
1864
Telefônica Brasil
VIV
$18.5B
$65K ﹤0.01%
3,301
-699
-17% -$14.1K
WABC icon
1865
Westamerica Bancorp
WABC
$1.38B
$65K ﹤0.01%
1,391
-7
-0.5% -$342
BMTC
1866
DELISTED
Bryn Mawr Bank Corp
BMTC
$65K ﹤0.01%
2,300
– –
UPL
1867
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$65K ﹤0.01%
2,800
+900
+47% +$22.6K
PZI
1868
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$65K ﹤0.01%
4,176
+1
+0% +$16
LVL
1869
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$65K ﹤0.01%
5,128
-186
-4% -$2.56K
PXR
1870
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
$65K ﹤0.01%
1,805
-2,241
-55% -$86.5K
HNT
1871
DELISTED
HEALTH NET INC
HNT
$65K ﹤0.01%
1,419
+1,090
+331% +$48.4K
WX
1872
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$65K ﹤0.01%
1,846
+282
+18% +$9.67K
MDVN
1873
DELISTED
MEDIVATION, INC.
MDVN
$65K ﹤0.01%
1,312
+574
+78% +$24.4K
BKH icon
1874
Black Hills Corp
BKH
$5.58B
$64K ﹤0.01%
1,339
-322
-19% -$17.3K
IEFA icon
1875
iShares Core MSCI EAFE ETF
IEFA
$196B
$64K ﹤0.01%
1,092
-57
-5% -$3.46K
73 74
75
76 77

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.