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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
1851
iShares Core MSCI EAFE ETF
IEFA
$196B
$48K ﹤0.01%
+825
New +$45.5K
JNPR
1852
DELISTED
Juniper Networks
JNPR
$48K ﹤0.01%
2,425
+54
+2% +$1.11K
NHS
1853
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$48K ﹤0.01%
3,650
+1,000
+38% +$12.9K
PCH
1854
DELISTED
PotlatchDeltic
PCH
$48K ﹤0.01%
+1,215
New +$49.9K
RSPG icon
1855
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$597M
$48K ﹤0.01%
642
+1
+0.2% +$75
UTL icon
1856
Unitil
UTL
$992M
$48K ﹤0.01%
1,655
– –
VRSN icon
1857
VeriSign
VRSN
$26B
$48K ﹤0.01%
874
-68
-7% -$3.28K
AAV
1858
DELISTED
Advantage Oil & Gas Ltd
AAV
$48K ﹤0.01%
12,425
– –
BSCG
1859
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$48K ﹤0.01%
2,145
– –
ACM icon
1860
Aecom
ACM
$8.19B
$47K ﹤0.01%
1,498
-424
-22% -$13.3K
BGR icon
1861
BlackRock Energy and Resources Trust
BGR
$428M
$47K ﹤0.01%
1,803
– –
EWG icon
1862
iShares MSCI Germany ETF
EWG
$1.67B
$47K ﹤0.01%
1,677
+1,205
+255% +$31.9K
MGK icon
1863
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$47K ﹤0.01%
3,620
+1,945
+116% +$24.9K
MYGN icon
1864
Myriad Genetics
MYGN
$303M
$47K ﹤0.01%
2,010
+115
+6% +$3.27K
SDOG icon
1865
ALPS Sector Dividend Dogs ETF
SDOG
$1.45B
$47K ﹤0.01%
+1,475
New +$47.3K
LUMO
1866
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$47K ﹤0.01%
281
+2
+0.7% +$322
CXO
1867
DELISTED
CONCHO RESOURCES INC.
CXO
$47K ﹤0.01%
435
+89
+26% +$8.47K
SR
1868
DELISTED
STANDARD REGISTER CO (NEW)
SR
$47K ﹤0.01%
4,540
+1,400
+45% +$12K
BBT.PRG
1869
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$47K ﹤0.01%
2,433
-29
-1% -$619
AVA icon
1870
Avista
AVA
$3.24B
$46K ﹤0.01%
1,740
+54
+3% +$1.48K
AXON
1871
Axon Enterprise
AXON
$50B
$46K ﹤0.01%
3,100
+1,500
+94% +$16.1K
CORP icon
1872
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$46K ﹤0.01%
450
-153
-25% -$15.6K
EQNR icon
1873
Equinor
EQNR
$96.3B
$46K ﹤0.01%
2,051
-2,376
-54% -$52.1K
FLEX icon
1874
Flex
FLEX
$45.9B
$46K ﹤0.01%
6,785
+597
+10% +$3.93K
FXF icon
1875
Invesco CurrencyShares Swiss Franc Trust
FXF
$395M
$46K ﹤0.01%
429
– –
73 74
75
76 77

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.