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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INCO icon
1826
Columbia India Consumer ETF
INCO
$239M
$139K ﹤0.01%
4,334
+482
+13% +$15.4K
KIM icon
1827
Kimco Realty
KIM
$16.2B
$139K ﹤0.01%
5,271
+566
+12% +$14.7K
LBTYK icon
1828
Liberty Global Class C
LBTYK
$3.46B
$139K ﹤0.01%
3,933
-1,794
-31% -$64.7K
OSUR icon
1829
OraSure Technologies
OSUR
$259M
$139K ﹤0.01%
21,500
– –
KMF
1830
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$139K ﹤0.01%
11,282
+6,390
+131% +$108K
VIIX
1831
DELISTED
VelocityShares VIX Short Term ETN
VIIX
$139K ﹤0.01%
+204
New +$137K
INTF icon
1832
iShares International Equity Factor ETF
INTF
$3.77B
$138K ﹤0.01%
5,814
+4,499
+342% +$107K
PEZ icon
1833
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.4M
$138K ﹤0.01%
3,128
-15
-0.5% -$684
SR icon
1834
Spire
SR
$4.89B
$138K ﹤0.01%
2,329
+74
+3% +$4.27K
SGEN
1835
DELISTED
Seagen Inc. Common Stock
SGEN
$138K ﹤0.01%
3,113
+231
+8% +$9.62K
RFI
1836
Cohen & Steers Total Return Realty Fund
RFI
$304M
$137K ﹤0.01%
10,832
+4,087
+61% +$51K
RNR icon
1837
RenaissanceRe
RNR
$13.2B
$137K ﹤0.01%
1,221
+170
+16% +$18.8K
SPEM icon
1838
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$137K ﹤0.01%
5,266
-4,358
-45% -$120K
HVPW
1839
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$137K ﹤0.01%
6,550
– –
AOD
1840
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$136K ﹤0.01%
17,661
+1,075
+6% +$8.44K
CNX icon
1841
CNX Resources
CNX
$5.29B
$136K ﹤0.01%
20,656
+628
+3% +$4.44K
CSWC icon
1842
Capital Southwest
CSWC
$1.6B
$136K ﹤0.01%
9,800
-21,630
-69% -$317K
ETO
1843
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$527M
$136K ﹤0.01%
6,357
– –
GOVI icon
1844
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$136K ﹤0.01%
4,209
– –
NATI
1845
DELISTED
National Instruments Corp
NATI
$136K ﹤0.01%
4,757
+249
+6% +$7.37K
GM.WS.A
1846
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$136K ﹤0.01%
5,618
-788
-12% -$19.6K
CRC
1847
DELISTED
California Resources Corporation
CRC
$136K ﹤0.01%
5,795
+1,588
+38% +$57.2K
CFG icon
1848
Citizens Financial Group
CFG
$31.1B
$135K ﹤0.01%
5,126
+867
+20% +$21.8K
IGD
1849
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$524M
$135K ﹤0.01%
19,278
-4,665
-19% -$34K
KMX icon
1850
CarMax
KMX
$8.33B
$135K ﹤0.01%
2,496
+347
+16% +$19.8K
72 73
74
75 76

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.