Ladenburg Thalmann Financial Services’s VelocityShares VIX Short Term ETN VIIX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio VIIX Stock Details VIIX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,443	Closed	-$414K	–	5067
2016 Q3	$414K	Buy	1,443 +393	+37%	+$133K	0.01%	1299
2016 Q2	$489K	Sell	1,050 -327	-24%	-$172K	0.01%	1142
2016 Q1	$820K	Buy	1,377 +1,173	+575%	+$932K	0.01%	789
2015 Q4	$139K	Buy	+204	New	+$137K	﹤0.01%	1835

Other funds holding VIIX

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

CCA

Catalyst Capital Advisors Huntington, New York $6.03B AUM 24.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Ladenburg Thalmann Financial Services's VIIX Position: Q4 2016 in Review

Ladenburg Thalmann Financial Services sold out of VelocityShares VIX Short Term ETN (VIIX) in Q4 2016, closing a stake of 1,443 shares — an estimated $414K sold.

Ladenburg Thalmann Financial Services first reported a position in VIIX in Q4 2015 and held it in 4 quarters. The position peaked at $820K in Q1 2016. 11 funds tracked by Wall St. Rank hold VIIX as of Q4 2016.

Ladenburg Thalmann Financial Services reported no remaining VelocityShares VIX Short Term ETN position as of Q4 2016 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 1,443 VelocityShares VIX Short Term ETN shares in Q4 2016, an estimated $414K.
Ladenburg Thalmann Financial Services first reported a position in VelocityShares VIX Short Term ETN in Q4 2015 and held it in 4 quarters.
Ladenburg Thalmann Financial Services's VelocityShares VIX Short Term ETN position peaked at $820K in Q1 2016.
11 funds tracked by Wall St. Rank held VelocityShares VIX Short Term ETN as of Q4 2016.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.