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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBL
1826
DoubleLine Opportunistic Credit Fund
DBL
$281M
$69K ﹤0.01%
2,903
+1,903
+190% +$44.2K
IAK icon
1827
iShares US Insurance ETF
IAK
$538M
$69K ﹤0.01%
1,474
+1
+0.1% +$48
NMM icon
1828
Navios Maritime Partners
NMM
$2.26B
$69K ﹤0.01%
258
+2
+0.8% +$582
PAGP icon
1829
Plains GP Holdings
PAGP
$4.98B
$69K ﹤0.01%
851
+40
+5% +$3.25K
TEO icon
1830
Telecom Argentina
TEO
$5.81B
$69K ﹤0.01%
3,418
+805
+31% +$17.1K
DDF
1831
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$69K ﹤0.01%
6,965
+34
+0.5% +$344
LKM
1832
DELISTED
Link Motion Inc.
LKM
$69K ﹤0.01%
9,850
+4,350
+79% +$26.7K
FWONK icon
1833
Liberty Media Series C
FWONK
$26B
$68K ﹤0.01%
+2,697
New +$69K
HII icon
1834
Huntington Ingalls Industries
HII
$12.9B
$68K ﹤0.01%
657
– –
IDLV icon
1835
Invesco S&P International Developed Low Volatility ETF
IDLV
$343M
$68K ﹤0.01%
2,047
+82
+4% +$2.72K
ITT icon
1836
ITT
ITT
$19.4B
$68K ﹤0.01%
1,502
+92
+7% +$4.38K
NKTR icon
1837
Nektar Therapeutics
NKTR
$2.57B
$68K ﹤0.01%
373
– –
PHG icon
1838
Philips
PHG
$26.2B
$68K ﹤0.01%
3,107
-2,370
-43% -$50.9K
WIW
1839
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$512M
$68K ﹤0.01%
5,862
-1,800
-23% -$21.7K
CBB
1840
DELISTED
Cincinnati Bell Inc.
CBB
$68K ﹤0.01%
4,039
-237
-6% -$4.46K
FRT icon
1841
Federal Realty Investment Trust
FRT
$10.2B
$67K ﹤0.01%
570
– –
HCSG icon
1842
Healthcare Services Group
HCSG
$1.43B
$67K ﹤0.01%
2,344
-101
-4% -$2.81K
MSGS icon
1843
Madison Square Garden
MSGS
$9.97B
$67K ﹤0.01%
1,413
-76
-5% -$3.43K
RZV icon
1844
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$307M
$67K ﹤0.01%
1,133
+609
+116% +$37.8K
WBD icon
1845
Warner Bros
WBD
$69.3B
$67K ﹤0.01%
1,779
-23,020
-93% -$958K
SBW
1846
DELISTED
Western Asset Worldwide Income
SBW
$67K ﹤0.01%
5,450
– –
ANAC
1847
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
$67K ﹤0.01%
2,750
– –
AVGO icon
1848
Broadcom
AVGO
$1.99T
$66K ﹤0.01%
7,550
+1,350
+22% +$10.5K
CWT icon
1849
California Water Service
CWT
$3.09B
$66K ﹤0.01%
2,954
+7
+0.2% +$165
DHI icon
1850
D.R. Horton
DHI
$40.8B
$66K ﹤0.01%
3,238
+203
+7% +$4.47K
72 73
74
75 76

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.