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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLNE icon
1801
Clean Energy Fuels
CLNE
$395M
$72K ﹤0.01%
9,257
+1,608
+21% +$15.7K
FCO
1802
DELISTED
abrdn Global Income Fund
FCO
$72K ﹤0.01%
6,700
-1,100
-14% -$12.5K
KIE icon
1803
State Street SPDR S&P Insurance ETF
KIE
$681M
$72K ﹤0.01%
3,450
-900
-21% -$19.1K
UI icon
1804
Ubiquiti
UI
$35.3B
$72K ﹤0.01%
1,908
+247
+15% +$10.5K
TGH
1805
DELISTED
Textainer Group Holdings limited
TGH
$72K ﹤0.01%
2,300
– –
GWR
1806
DELISTED
Genesee & Wyoming Inc.
GWR
$72K ﹤0.01%
741
– –
HGI
1807
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$72K ﹤0.01%
3,890
+1,320
+51% +$25.8K
PAF
1808
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$72K ﹤0.01%
1,337
– –
NTI
1809
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$72K ﹤0.01%
3,098
+357
+13% +$9.01K
TNH
1810
DELISTED
Terra Nitrogen
TNH
$72K ﹤0.01%
496
-60
-11% -$8.76K
E icon
1811
ENI
E
$79.1B
$71K ﹤0.01%
1,482
+61
+4% +$3.08K
GSG icon
1812
iShares S&P GSCI Commodity-Indexed Trust
GSG
$932M
$71K ﹤0.01%
2,398
-17,028
-88% -$536K
MPT
1813
Medical Properties Trust
MPT
$2.51B
$71K ﹤0.01%
5,823
+846
+17% +$11.3K
PKOH icon
1814
Park-Ohio Holdings
PKOH
$718M
$71K ﹤0.01%
1,275
+275
+28% +$15.8K
INVX
1815
Innovex International
INVX
$2.15B
$71K ﹤0.01%
795
-5,365
-87% -$535K
GNC
1816
DELISTED
GNC Holdings, Inc.
GNC
$71K ﹤0.01%
1,834
-1,384
-43% -$50.3K
BTE icon
1817
Baytex Energy
BTE
$3B
$70K ﹤0.01%
1,845
-300
-14% -$12.8K
CME icon
1818
CME Group
CME
$96.1B
$70K ﹤0.01%
881
-571
-39% -$43K
EDIV icon
1819
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$70K ﹤0.01%
1,915
-1,016
-35% -$40.5K
XOMA
1820
DELISTED
Xoma
XOMA
$70K ﹤0.01%
832
– –
TPC
1821
Tutor Perini Cor
TPC
$4.98B
$70K ﹤0.01%
2,635
-654
-20% -$19.1K
ZLTQ
1822
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$70K ﹤0.01%
+3,100
New +$61.4K
HCBK
1823
DELISTED
HUDSON CITY BANCORP INC
HCBK
$70K ﹤0.01%
7,223
-765
-10% -$7.52K
IFNA
1824
DELISTED
ISHARES NORTH AMERICA REAL ESTATE ETF
IFNA
$70K ﹤0.01%
1,362
-9
-0.7% -$484
CDNS icon
1825
Cadence Design Systems
CDNS
$89.2B
$69K ﹤0.01%
4,005
+14
+0.4% +$243
71 72
73
74 75

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.