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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRSH
1801
Marsh
MRSH
$90B
$62K ﹤0.01%
1,263
– –
NEA icon
1802
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$62K ﹤0.01%
4,797
-455
-9% -$5.85K
PLUG icon
1803
Plug Power
PLUG
$3.21B
$62K ﹤0.01%
8,680
+8,650
+28,833% +$40K
VCLT icon
1804
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$62K ﹤0.01%
715
-85
-11% -$7.27K
PF
1805
DELISTED
Pinnacle Foods, Inc.
PF
$62K ﹤0.01%
2,065
+765
+59% +$21.4K
DGL
1806
DELISTED
Invesco DB Gold Fund
DGL
$62K ﹤0.01%
1,451
– –
COW
1807
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$62K ﹤0.01%
1,945
-604
-24% -$17.8K
NPM
1808
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$62K ﹤0.01%
4,562
+2,187
+92% +$29K
MTGE
1809
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$62K ﹤0.01%
3,300
-1,000
-23% -$19.4K
GABC icon
1810
German American Bancorp
GABC
$1.92B
$61K ﹤0.01%
3,147
– –
MAV
1811
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$61K ﹤0.01%
4,206
-500
-11% -$6.98K
MYN icon
1812
BlackRock MuniYield New York Quality Fund
MYN
$378M
$61K ﹤0.01%
4,681
+343
+8% +$4.32K
OI icon
1813
O-I Glass
OI
$1.05B
$61K ﹤0.01%
1,792
-177
-9% -$5.88K
PERI icon
1814
Perion Network
PERI
$384M
$61K ﹤0.01%
+1,833
New +$66.6K
SFM icon
1815
Sprouts Farmers Market
SFM
$7.71B
$61K ﹤0.01%
1,700
+250
+17% +$9.2K
TKR icon
1816
Timken Company
TKR
$9.1B
$61K ﹤0.01%
1,449
+373
+35% +$15.3K
NSL
1817
DELISTED
NUVEEN SENIOR INCM FD
NSL
$61K ﹤0.01%
8,582
+67
+0.8% +$481
RVBD
1818
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$61K ﹤0.01%
3,082
-293
-9% -$5.85K
STRZA
1819
DELISTED
Starz - Series A
STRZA
$61K ﹤0.01%
1,900
+56
+3% +$1.7K
MLPN
1820
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$61K ﹤0.01%
1,911
+493
+35% +$15.5K
AVA icon
1821
Avista
AVA
$3.24B
$60K ﹤0.01%
1,943
+195
+11% +$5.67K
CAKE icon
1822
Cheesecake Factory
CAKE
$5.57B
$60K ﹤0.01%
1,254
+1
+0.1% +$47
CWT icon
1823
California Water Service
CWT
$3.1B
$60K ﹤0.01%
2,509
+4
+0.2% +$92
EBF icon
1824
Ennis
EBF
$559M
$60K ﹤0.01%
3,603
-200
-5% -$3.15K
IFN
1825
Aberdeen India Fund
IFN
$505M
$60K ﹤0.01%
2,597
-182
-7% -$3.72K
71 72
73
74 75

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.