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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOV icon
1776
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.89B
$359K ﹤0.01%
5,428
+404
+8% +$26.2K
IMCG icon
1777
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.13B
$358K ﹤0.01%
10,614
+216
+2% +$7.1K
MVV icon
1778
ProShares Ultra MidCap400
MVV
$163M
$358K ﹤0.01%
8,715
+8,526
+4,511% +$332K
WOOD icon
1779
iShares Global Timber & Forestry ETF
WOOD
$270M
$358K ﹤0.01%
5,018
+676
+16% +$47.1K
OGE icon
1780
OGE Energy
OGE
$9.57B
$357K ﹤0.01%
10,866
-5,017
-32% -$177K
PTC icon
1781
PTC
PTC
$16.3B
$357K ﹤0.01%
5,859
+207
+4% +$12.9K
W icon
1782
Wayfair
W
$14.1B
$356K ﹤0.01%
4,440
+29
+0.7% +$2.04K
PTLA
1783
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$356K ﹤0.01%
7,314
+300
+4% +$15.2K
S
1784
DELISTED
Sprint Corporation
S
$355K ﹤0.01%
60,397
+3,985
+7% +$25.3K
GWRE icon
1785
Guidewire Software
GWRE
$14.7B
$354K ﹤0.01%
4,762
+2,402
+102% +$185K
MUNI icon
1786
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$353K ﹤0.01%
6,573
+1,388
+27% +$74.5K
RL icon
1787
Ralph Lauren
RL
$23.7B
$353K ﹤0.01%
3,406
-96
-3% -$8.86K
SRI icon
1788
Stoneridge
SRI
$193M
$353K ﹤0.01%
15,462
+15,362
+15,362% +$343K
FCRD
1789
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$353K ﹤0.01%
39,035
+2,355
+6% +$21.8K
ETHO icon
1790
Amplify Etho Climate Leadership US ETF
ETHO
$195M
$352K ﹤0.01%
10,357
+1,599
+18% +$53.1K
FNDF icon
1791
Schwab Fundamental International Large Company Index ETF
FNDF
$25.6B
$351K ﹤0.01%
11,532
+9,315
+420% +$282K
GPN icon
1792
Global Payments
GPN
$22.7B
$350K ﹤0.01%
3,494
+859
+33% +$85.9K
BOE icon
1793
BlackRock Enhanced Global Dividend Trust
BOE
$695M
$349K ﹤0.01%
27,689
-2,597
-9% -$34.7K
HUN icon
1794
Huntsman Corp
HUN
$1.83B
$349K ﹤0.01%
10,432
-1,015
-9% -$31.1K
XPO icon
1795
XPO
XPO
$23.8B
$349K ﹤0.01%
11,022
+55
+0.5% +$1.41K
BCPC
1796
Balchem Corp
BCPC
$5.71B
$349K ﹤0.01%
4,323
+2,117
+96% +$176K
BGX
1797
Blackstone Long-Short Credit Income Fund
BGX
$138M
$348K ﹤0.01%
21,865
-8,539
-28% -$137K
FGM icon
1798
First Trust Germany AlphaDEX Fund
FGM
$98.2M
$348K ﹤0.01%
6,803
+2,086
+44% +$103K
UGI icon
1799
UGI
UGI
$7.54B
$348K ﹤0.01%
7,408
+1,997
+37% +$95.4K
ETX
1800
Eaton Vance Municipal Income 2028 Term Trust
ETX
$200M
$347K ﹤0.01%
16,788
+3,955
+31% +$79.7K
70 71
72
73 74

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.