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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.21B
AUM Growth
+$693M
Cap. Flow
+$641M
Cap. Flow %
12.29%
Top 10 Hldgs %
13.39%
Holding
4,867
New
364
Increased
2,293
Reduced
1,153
Closed
145

Top Buys

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$41.1M
2
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$36.7M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$35.2M
4
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$34.5M
5
AAPL icon
Apple
AAPL
+$28.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.5M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$41.4M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$37.8M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$36.7M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$36.6M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 5.62%
3 Industrials 5.35%
4 Healthcare 4.99%
5 Consumer Staples 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MES
1776
DELISTED
VANECK VECTORS GULF STATES INDEX ETF
MES
$151K ﹤0.01%
5,800
-500
-8% -$13.3K
ASRT
1777
DELISTED
Assertio
ASRT
$150K ﹤0.01%
111
-7
-6% -$8.62K
GERN icon
1778
Geron
GERN
$982M
$150K ﹤0.01%
39,945
+28,720
+256% +$97.5K
HL icon
1779
Hecla Mining
HL
$11.9B
$150K ﹤0.01%
50,685
+6,095
+14% +$19.4K
KMX icon
1780
CarMax
KMX
$8.33B
$150K ﹤0.01%
2,173
+1,873
+624% +$122K
MATX icon
1781
Matsons
MATX
$6.41B
$150K ﹤0.01%
3,551
+119
+3% +$4.52K
SWIR
1782
DELISTED
Sierra Wireless
SWIR
$150K ﹤0.01%
4,530
-971
-18% -$36.5K
NZH
1783
DELISTED
Nuveen Calif Div
NZH
$150K ﹤0.01%
10,933
-5,000
-31% -$68.4K
EVV
1784
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
$149K ﹤0.01%
10,364
+5,273
+104% +$74.9K
GGME icon
1785
Invesco Next Gen Media and Gaming ETF
GGME
$46.9M
$149K ﹤0.01%
5,571
-191
-3% -$4.96K
MDYG icon
1786
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
$149K ﹤0.01%
3,531
+729
+26% +$29.7K
PMM
1787
Franklin Managed Municipal Income Trust
PMM
$270M
$149K ﹤0.01%
20,182
-246
-1% -$1.8K
SON icon
1788
Sonoco
SON
$5.74B
$149K ﹤0.01%
3,258
+121
+4% +$5.48K
VET icon
1789
Vermilion Energy
VET
$1.73B
$149K ﹤0.01%
3,500
+362
+12% +$15.9K
ADRE
1790
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$149K ﹤0.01%
4,277
+972
+29% +$34.7K
DBV
1791
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$149K ﹤0.01%
6,020
+2,264
+60% +$56K
BTU
1792
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$149K ﹤0.01%
2,019
+393
+24% +$39.7K
HME
1793
DELISTED
HOME PROPERTIES, INC
HME
$149K ﹤0.01%
2,145
+212
+11% +$14.7K
IGA
1794
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$148K ﹤0.01%
12,358
-1,486
-11% -$17.4K
SLYG icon
1795
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.23B
$148K ﹤0.01%
3,148
– –
WEN icon
1796
Wendy's
WEN
$1.65B
$148K ﹤0.01%
13,617
-3,830
-22% -$41K
MUI
1797
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$148K ﹤0.01%
10,199
-3
-0% -$44
NATI
1798
DELISTED
National Instruments Corp
NATI
$148K ﹤0.01%
4,603
-217
-5% -$6.74K
XRDC
1799
DELISTED
Crossroads Capital, Inc
XRDC
$148K ﹤0.01%
29,499
-13,669
-32% -$67.6K
CWI icon
1800
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.88B
$147K ﹤0.01%
6,363
-7,170
-53% -$163K
70 71
72
73 74

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Ladenburg Thalmann Financial Services held 4,867 positions worth $5.21B, up 15% from $4.52B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $641M of net new capital in Q1 2015, opening 364 new positions and adding to 2,293 existing holdings. Its largest new stake was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $45.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2015 buy was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $41.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $45.5M.
  • Ladenburg Thalmann Financial Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2015, selling an estimated $2.88M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $5.21B portfolio in Q1 2015.
  • Ladenburg Thalmann Financial Services opened 364 new positions and closed 145 in Q1 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 15% quarter-over-quarter to $5.21B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2015, filed 15 May 2015.