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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGA icon
1776
Reinsurance Group of America
RGA
$16.1B
$76K ﹤0.01%
950
-19
-2% -$1.55K
SFM icon
1777
Sprouts Farmers Market
SFM
$8.03B
$76K ﹤0.01%
2,610
+650
+33% +$20.1K
IMLP
1778
DELISTED
iPath S&P MLP ETN
IMLP
$76K ﹤0.01%
+2,200
New +$74.8K
MBTF
1779
DELISTED
MBT Financial Corporation
MBTF
$76K ﹤0.01%
16,000
– –
EEQ
1780
DELISTED
Enbridge Energy Management Llc
EEQ
$76K ﹤0.01%
2,978
-1
-0% -$24
JSN
1781
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$76K ﹤0.01%
5,958
+95
+2% +$1.21K
FWLT
1782
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$76K ﹤0.01%
2,402
-434
-15% -$14.2K
LXP icon
1783
LXP Industrial Trust
LXP
$3.58B
$75K ﹤0.01%
1,508
+75
+5% +$4.07K
RGR icon
1784
Sturm, Ruger & Co
RGR
$600M
$75K ﹤0.01%
1,532
-1,095
-42% -$57.7K
SABA
1785
Saba Capital Income & Opportunities Fund II
SABA
$222M
$75K ﹤0.01%
4,704
+199
+4% +$3.19K
AMOV
1786
DELISTED
America Movil SAB de CV
AMOV
$75K ﹤0.01%
3,148
– –
BRCD
1787
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$75K ﹤0.01%
6,907
– –
TRW
1788
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$75K ﹤0.01%
741
-459
-38% -$45.9K
AV
1789
DELISTED
Aviva Plc
AV
$75K ﹤0.01%
4,424
+51
+1% +$874
HYLS icon
1790
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$74K ﹤0.01%
1,460
+3
+0.2% +$156
WDAY icon
1791
Workday
WDAY
$43.3B
$74K ﹤0.01%
900
+800
+800% +$68.3K
OA
1792
DELISTED
Orbital ATK, Inc.
OA
$74K ﹤0.01%
576
-193
-25% -$25.3K
NKA
1793
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
$74K ﹤0.01%
5,939
+25
+0.4% +$362
ACHC icon
1794
Acadia Healthcare
ACHC
$2.95B
$73K ﹤0.01%
1,503
+1,076
+252% +$52.6K
AMCX icon
1795
AMC Global Media
AMCX
$485M
$73K ﹤0.01%
1,227
+113
+10% +$6.97K
GT icon
1796
Goodyear
GT
$1.74B
$73K ﹤0.01%
3,238
-4,008
-55% -$103K
IMCG icon
1797
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.18B
$73K ﹤0.01%
2,976
– –
LSTA icon
1798
Lisata Therapeutics
LSTA
$10.6M
$73K ﹤0.01%
88
– –
JOY
1799
DELISTED
Joy Global Inc
JOY
$73K ﹤0.01%
1,338
-2,055
-61% -$125K
TAS
1800
DELISTED
TASMAN METALS LTD ORDINARY SHARES (CANADA)
TAS
$73K ﹤0.01%
98,350
– –
70 71
72
73 74

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.