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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWN icon
1776
Northwest Natural Holdings
NWN
$2.14B
$54K ﹤0.01%
1,275
– –
PCM
1777
PCM Fund
PCM
$70M
$54K ﹤0.01%
4,711
-430
-8% -$4.88K
RBCAA icon
1778
Republic Bancorp
RBCAA
$1.92B
$54K ﹤0.01%
1,961
+2
+0.1% +$54
X
1779
DELISTED
US Steel
X
$54K ﹤0.01%
2,608
-1,049
-29% -$19.8K
TUP
1780
DELISTED
Tupperware Brands Corporation
TUP
$54K ﹤0.01%
625
-199
-24% -$16.6K
KOL
1781
DELISTED
VanEck Vectors Coal ETF
KOL
$54K ﹤0.01%
283
+137
+94% +$25.6K
LGCY
1782
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$54K ﹤0.01%
1,983
-490
-20% -$13.2K
ICON
1783
DELISTED
Iconix Brand Group, Inc.
ICON
$54K ﹤0.01%
162
+155
+2,214% +$50.8K
FRX
1784
DELISTED
FOREST LABORATORIES INC
FRX
$54K ﹤0.01%
1,221
+130
+12% +$5.65K
CAKE icon
1785
Cheesecake Factory
CAKE
$5.57B
$53K ﹤0.01%
1,212
+396
+49% +$17.1K
CGNX icon
1786
Cognex
CGNX
$10.4B
$53K ﹤0.01%
3,390
+214
+7% +$2.99K
DG icon
1787
Dollar General
DG
$26.9B
$53K ﹤0.01%
931
– –
HSTM icon
1788
HealthStream
HSTM
$849M
$53K ﹤0.01%
1,404
– –
IFN
1789
Aberdeen India Fund
IFN
$505M
$53K ﹤0.01%
2,777
– –
IMCG icon
1790
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.18B
$53K ﹤0.01%
2,406
+6
+0.3% +$129
LEO
1791
BNY Mellon Strategic Municipals
LEO
$389M
$53K ﹤0.01%
6,900
– –
MORT icon
1792
VanEck Mortgage REIT Income ETF
MORT
$376M
$53K ﹤0.01%
2,200
-70
-3% -$1.65K
PBW icon
1793
Invesco WilderHill Clean Energy ETF
PBW
$461M
$53K ﹤0.01%
1,680
-2,579
-61% -$74.6K
SXT icon
1794
Sensient Technologies
SXT
$5.53B
$53K ﹤0.01%
1,096
-16
-1% -$699
AAMC
1795
DELISTED
Altisource Asset Management Corp
AAMC
$53K ﹤0.01%
+170
New +$41.4K
ENDP
1796
DELISTED
Endo International plc
ENDP
$53K ﹤0.01%
946
-53
-5% -$2.13K
FGP
1797
DELISTED
Ferrellgas Partners, L.P.
FGP
$53K ﹤0.01%
2,370
+13
+0.6% +$291
SGL
1798
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$53K ﹤0.01%
5,750
– –
GTU
1799
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$53K ﹤0.01%
1,146
-251
-18% -$11.8K
HME
1800
DELISTED
HOME PROPERTIES, INC
HME
$53K ﹤0.01%
923
+20
+2% +$1.23K
70 71
72
73 74

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.