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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRND
1751
DELISTED
ROYAL BK SCOTLAND PLC RBS US LARGE CAP TRENDPILOT ETNS
TRND
$79K ﹤0.01%
2,026
+714
+54% +$27.8K
AIZ icon
1752
Assurant
AIZ
$13.9B
$78K ﹤0.01%
1,207
-42
-3% -$2.75K
AWR icon
1753
American States Water
AWR
$3.52B
$78K ﹤0.01%
2,548
+8
+0.3% +$251
CII icon
1754
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$78K ﹤0.01%
5,271
– –
VOOV icon
1755
Vanguard S&P 500 Value ETF
VOOV
$6.8B
$78K ﹤0.01%
900
– –
YELP icon
1756
Yelp
YELP
$1.32B
$78K ﹤0.01%
1,139
-157
-12% -$11.7K
SAVE
1757
DELISTED
Spirit Airlines, Inc.
SAVE
$78K ﹤0.01%
1,121
+405
+57% +$27.7K
CLGX
1758
DELISTED
Corelogic, Inc.
CLGX
$78K ﹤0.01%
2,880
-116
-4% -$3.27K
NUM
1759
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$78K ﹤0.01%
5,700
– –
QIHU
1760
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$78K ﹤0.01%
1,150
+900
+360% +$80.2K
FCT
1761
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$77K ﹤0.01%
5,675
– –
IFGL icon
1762
iShares International Developed Real Estate ETF
IFGL
$82.3M
$77K ﹤0.01%
2,551
-4,437
-63% -$141K
PRI icon
1763
Primerica
PRI
$9.62B
$77K ﹤0.01%
1,590
-7
-0.4% -$338
ROL icon
1764
Rollins
ROL
$17.4B
$77K ﹤0.01%
8,893
-206
-2% -$1.8K
SIVR icon
1765
abrdn Physical Silver Shares ETF
SIVR
$4.47B
$77K ﹤0.01%
4,576
+242
+6% +$4.7K
ONIT
1766
Onity Group
ONIT
$330M
$77K ﹤0.01%
195
-44
-18% -$19.9K
CAMP
1767
DELISTED
CalAmp Corp.
CAMP
$77K ﹤0.01%
188
-162
-46% -$68.6K
PL
1768
DELISTED
PROTECTIVE LIFE CORP
PL
$77K ﹤0.01%
1,106
+212
+24% +$14.7K
AME icon
1769
Ametek
AME
$58.7B
$76K ﹤0.01%
1,521
-24
-2% -$1.25K
CBSH icon
1770
Commerce Bancshares
CBSH
$8.61B
$76K ﹤0.01%
3,039
-237
-7% -$6.05K
FFA
1771
First Trust Enhanced Equity Income Fund
FFA
$473M
$76K ﹤0.01%
5,306
+2,024
+62% +$29.4K
FMY
1772
First Trust Mortgage Income Fund
FMY
$49.2M
$76K ﹤0.01%
5,000
– –
IDGT icon
1773
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$547M
$76K ﹤0.01%
2,225
– –
LULU icon
1774
lululemon athletica
LULU
$13.6B
$76K ﹤0.01%
1,812
-468
-21% -$18.8K
PGJ icon
1775
Invesco Golden Dragon China ETF
PGJ
$93.2M
$76K ﹤0.01%
2,525
+1
+0% +$32
69 70
71
72 73

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.