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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLY icon
1726
Ally Financial
ALLY
$13.6B
$226K ﹤0.01%
11,889
+8,707
+274% +$168K
HMC icon
1727
Honda
HMC
$40.5B
$226K ﹤0.01%
7,719
-51
-0.7% -$1.5K
LII icon
1728
Lennox International
LII
$14.5B
$226K ﹤0.01%
1,479
+781
+112% +$119K
SKYY icon
1729
First Trust Cloud Computing ETF
SKYY
$3.38B
$226K ﹤0.01%
6,553
-2,307
-26% -$79.5K
TRIP icon
1730
TripAdvisor
TRIP
$1.29B
$226K ﹤0.01%
4,682
-639
-12% -$35.1K
W icon
1731
Wayfair
W
$13.9B
$226K ﹤0.01%
6,434
+1,459
+29% +$52.5K
CACI icon
1732
CACI
CACI
$14.8B
$225K ﹤0.01%
1,851
+850
+85% +$98.2K
EINC icon
1733
VanEck Energy Income ETF
EINC
$79.7M
$225K ﹤0.01%
2,867
-216
-7% -$16.6K
GSBC icon
1734
Great Southern Bancorp
GSBC
$888M
$225K ﹤0.01%
4,108
– –
NBL
1735
DELISTED
Noble Energy, Inc.
NBL
$225K ﹤0.01%
5,918
-2,383
-29% -$88.6K
BWP
1736
DELISTED
Boardwalk Pipeline Partners
BWP
$225K ﹤0.01%
12,952
-500
-4% -$8.55K
ALSN icon
1737
Allison Transmission
ALSN
$10.2B
$224K ﹤0.01%
6,632
+5,387
+433% +$168K
GGG icon
1738
Graco
GGG
$13.3B
$224K ﹤0.01%
8,301
-138
-2% -$3.63K
KBH icon
1739
KB Home
KBH
$3.45B
$224K ﹤0.01%
14,127
-997
-7% -$15.6K
MUA icon
1740
BlackRock MuniAssets Fund
MUA
$527M
$224K ﹤0.01%
16,606
+6,779
+69% +$94.1K
MXL icon
1741
MaxLinear
MXL
$6.95B
$224K ﹤0.01%
10,260
+2,036
+25% +$42.2K
RHI icon
1742
Robert Half
RHI
$4.48B
$224K ﹤0.01%
5,140
-46
-0.9% -$1.97K
IRDM icon
1743
Iridium Communications
IRDM
$5.27B
$223K ﹤0.01%
23,232
+17,664
+317% +$158K
LPX icon
1744
Louisiana-Pacific
LPX
$5.18B
$223K ﹤0.01%
11,797
-9,544
-45% -$182K
JHMS
1745
DELISTED
John Hancock Multifactor Consumer Staples ETF
JHMS
$223K ﹤0.01%
8,887
-23,649
-73% -$591K
BLW icon
1746
BlackRock Limited Duration Income Trust
BLW
$508M
$222K ﹤0.01%
14,700
+302
+2% +$4.59K
CUNB
1747
DELISTED
CU Bancorp
CUNB
$222K ﹤0.01%
6,188
– –
HPF
1748
John Hancock Preferred Income Fund II
HPF
$345M
$221K ﹤0.01%
10,951
+36
+0.3% +$739
PKG icon
1749
Packaging Corp of America
PKG
$22.9B
$221K ﹤0.01%
2,596
-207
-7% -$17.4K
ROCK icon
1750
Gibraltar Industries
ROCK
$1.45B
$221K ﹤0.01%
5,317
+5,192
+4,154% +$215K
68 69
70
71 72

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.