We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLRN icon
1726
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$70K ﹤0.01%
2,300
– –
GDV icon
1727
Gabelli Dividend & Income Trust
GDV
$2.7B
$70K ﹤0.01%
3,323
– –
HRI icon
1728
Herc Holdings
HRI
$5.64B
$70K ﹤0.01%
874
-860
-50% -$69.3K
TUR icon
1729
iShares MSCI Turkey ETF
TUR
$220M
$70K ﹤0.01%
1,428
+128
+10% +$5.63K
UAN icon
1730
CVR Partners
UAN
$1.26B
$70K ﹤0.01%
331
+127
+62% +$24.1K
XNCR icon
1731
Xencor
XNCR
$1.71B
$70K ﹤0.01%
6,000
– –
ZION icon
1732
Zions Bancorporation
ZION
$10.5B
$70K ﹤0.01%
2,265
-1,008
-31% -$30.6K
SYT
1733
DELISTED
Syngenta Ag
SYT
$70K ﹤0.01%
928
-24
-3% -$1.79K
NSR
1734
DELISTED
Neustar Inc
NSR
$70K ﹤0.01%
2,154
-23,126
-91% -$893K
SWC
1735
DELISTED
Stillwater Mining Co
SWC
$70K ﹤0.01%
4,710
-800
-15% -$10.9K
ASB icon
1736
Associated Banc-Corp
ASB
$6.07B
$69K ﹤0.01%
3,826
+5
+0.1% +$85
DPG
1737
Duff & Phelps Utility and Infrastructure Fund
DPG
$531M
$69K ﹤0.01%
3,500
– –
MDYV icon
1738
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.89B
$69K ﹤0.01%
1,684
-68
-4% -$2.71K
SCHE icon
1739
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$69K ﹤0.01%
2,853
+450
+19% +$10.4K
VSAT icon
1740
Viasat
VSAT
$11.4B
$69K ﹤0.01%
1,000
– –
WWAV
1741
DELISTED
The WhiteWave Foods Company
WWAV
$69K ﹤0.01%
2,413
+1,546
+178% +$40.9K
CLNE icon
1742
Clean Energy Fuels
CLNE
$395M
$68K ﹤0.01%
7,649
-10,263
-57% -$107K
NKTR icon
1743
Nektar Therapeutics
NKTR
$2.57B
$68K ﹤0.01%
373
+73
+24% +$14.4K
VIOV icon
1744
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$68K ﹤0.01%
1,400
– –
YELP icon
1745
Yelp
YELP
$1.32B
$68K ﹤0.01%
889
-211
-19% -$17.8K
IMGN
1746
DELISTED
Immunogen Inc
IMGN
$68K ﹤0.01%
4,426
+529
+14% +$8.34K
NYMX
1747
DELISTED
Nymox Pharmaceutical Corp
NYMX
$68K ﹤0.01%
12,400
– –
ARRY
1748
DELISTED
Array Biopharma Inc
ARRY
$68K ﹤0.01%
14,520
-9,111
-39% -$45.8K
LVL
1749
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$68K ﹤0.01%
5,082
+587
+13% +$7.66K
TW
1750
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$68K ﹤0.01%
596
+41
+7% +$4.77K
68 69
70
71 72

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.