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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
151
Boeing
BA
$185B
$3.65M 0.11%
29,108
+1,047
+4% +$136K
WBA
152
DELISTED
Walgreens Boots Alliance
WBA
$3.65M 0.11%
55,317
+4
+0% +$251
META icon
153
Meta Platforms (Facebook)
META
$1.51T
$3.64M 0.11%
60,341
-51,349
-46% -$3.25M
VPL icon
154
Vanguard FTSE Pacific ETF
VPL
$8.44B
$3.63M 0.11%
61,368
+3,595
+6% +$211K
XLP icon
155
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$3.61M 0.11%
83,844
-404,210
-83% -$17M
FM
156
DELISTED
iShares Frontier and Select EM ETF
FM
$3.61M 0.11%
99,499
+3,218
+3% +$111K
WFM
157
DELISTED
Whole Foods Market Inc
WFM
$3.59M 0.1%
70,795
+6,102
+9% +$325K
COST icon
158
Costco
COST
$420B
$3.58M 0.1%
32,080
+677
+2% +$77.4K
IGF icon
159
iShares Global Infrastructure ETF
IGF
$10.7B
$3.57M 0.1%
85,743
+20,579
+32% +$814K
QQQX icon
160
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$3.51M 0.1%
192,677
+1,125
+0.6% +$20.3K
IJJ icon
161
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$3.45M 0.1%
57,270
+16,682
+41% +$977K
IBB icon
162
iShares Biotechnology ETF
IBB
$9.71B
$3.29M 0.1%
41,727
+4,209
+11% +$351K
SHV icon
163
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$3.27M 0.1%
29,699
+3,690
+14% +$407K
VDE icon
164
Vanguard Energy ETF
VDE
$9.84B
$3.18M 0.09%
24,804
+3,406
+16% +$420K
DXJ icon
165
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$3.18M 0.09%
67,149
-29,807
-31% -$1.42M
SCZ icon
166
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$3.17M 0.09%
60,718
+13,624
+29% +$698K
IVE icon
167
iShares S&P 500 Value ETF
IVE
$49.8B
$3.17M 0.09%
36,428
+3,785
+12% +$320K
ED icon
168
Consolidated Edison
ED
$39.9B
$3.1M 0.09%
57,851
-3,534
-6% -$192K
WM icon
169
Waste Management
WM
$91B
$3.1M 0.09%
73,589
-1,816
-2% -$76.1K
URI icon
170
United Rentals
URI
$72.4B
$3.09M 0.09%
32,551
+1,897
+6% +$161K
SDIV icon
171
Global X SuperDividend ETF
SDIV
$1.22B
$3.08M 0.09%
41,859
+10,166
+32% +$718K
VEU icon
172
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$3.08M 0.09%
61,124
-519
-0.8% -$25.7K
EMC
173
DELISTED
EMC CORPORATION
EMC
$3.07M 0.09%
111,920
+6,151
+6% +$160K
AIVL icon
174
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$3.06M 0.09%
43,589
-1,712
-4% -$116K
MDY icon
175
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$3.03M 0.09%
12,108
-921
-7% -$226K
5 6
7
8 9

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.