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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KIM icon
1701
Kimco Realty
KIM
$16.4B
$84K ﹤0.01%
3,853
+2
+0.1% +$46
VCLT icon
1702
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$84K ﹤0.01%
941
+660
+235% +$59.5K
SWC
1703
DELISTED
Stillwater Mining Co
SWC
$84K ﹤0.01%
5,617
+618
+12% +$11.1K
HILO
1704
DELISTED
Columbia EM Quality Dividend ETF
HILO
$84K ﹤0.01%
5,300
-6,650
-56% -$113K
NID
1705
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$84K ﹤0.01%
6,700
– –
CM icon
1706
Canadian Imperial Bank of Commerce
CM
$112B
$83K ﹤0.01%
1,858
-41
-2% -$1.88K
EGO icon
1707
Eldorado Gold
EGO
$10B
$83K ﹤0.01%
2,464
+674
+38% +$25.8K
EXR icon
1708
Extra Space Storage
EXR
$31.6B
$83K ﹤0.01%
1,600
+117
+8% +$6.18K
JLL icon
1709
Jones Lang LaSalle
JLL
$17B
$83K ﹤0.01%
658
-8
-1% -$1.04K
TZG
1710
DELISTED
ISHARES TARGET DATE 2020 ETF
TZG
$83K ﹤0.01%
2,050
– –
ALG icon
1711
Alamo Group
ALG
$1.99B
$82K ﹤0.01%
2,000
– –
BGS icon
1712
B&G Foods
BGS
$299M
$82K ﹤0.01%
2,974
-5,755
-66% -$170K
DLB icon
1713
Dolby
DLB
$5.84B
$82K ﹤0.01%
1,898
+230
+14% +$10.2K
EBF icon
1714
Ennis
EBF
$559M
$82K ﹤0.01%
6,203
+2,000
+48% +$28.7K
MRSH
1715
Marsh
MRSH
$90B
$82K ﹤0.01%
1,577
+70
+5% +$3.65K
MUA icon
1716
BlackRock MuniAssets Fund
MUA
$527M
$82K ﹤0.01%
6,210
-775
-11% -$10.1K
PPA icon
1717
Invesco Aerospace & Defense ETF
PPA
$8.68B
$82K ﹤0.01%
2,519
+2
+0.1% +$65
IRL
1718
DELISTED
NEW IRELAND FUND INC
IRL
$82K ﹤0.01%
6,507
+149
+2% +$1.96K
HCF
1719
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$82K ﹤0.01%
7,691
+3,152
+69% +$33.6K
CNQ icon
1720
Canadian Natural Resources
CNQ
$98.1B
$81K ﹤0.01%
4,321
+180
+4% +$3.72K
EW icon
1721
Edwards Lifesciences
EW
$53.4B
$81K ﹤0.01%
4,746
-528
-10% -$8.34K
GNRC icon
1722
Generac Holdings
GNRC
$12.8B
$81K ﹤0.01%
1,976
+982
+99% +$44K
IRBT
1723
DELISTED
iRobot
IRBT
$81K ﹤0.01%
2,500
-3,871
-61% -$133K
NHS
1724
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$81K ﹤0.01%
6,255
+5
+0.1% +$67
NVDA icon
1725
NVIDIA
NVDA
$5.46T
$81K ﹤0.01%
175,960
+8,960
+5% +$4.22K
67 68
69
70 71

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.