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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WES icon
1701
Western Midstream Partners
WES
$20B
$60K ﹤0.01%
+1,600
New +$62.9K
TPC
1702
Tutor Perini Cor
TPC
$4.98B
$60K ﹤0.01%
2,835
+1,800
+174% +$34.8K
NSL
1703
DELISTED
NUVEEN SENIOR INCM FD
NSL
$60K ﹤0.01%
8,371
+108
+1% +$782
AMOV
1704
DELISTED
America Movil SAB de CV
AMOV
$60K ﹤0.01%
3,148
+1,558
+98% +$30.2K
CTXS
1705
DELISTED
Citrix Systems Inc
CTXS
$60K ﹤0.01%
1,098
-297
-21% -$16.6K
NAV
1706
DELISTED
Navistar International
NAV
$60K ﹤0.01%
1,640
+1,000
+156% +$34K
PRKR
1707
DELISTED
Parkervision Inc
PRKR
$60K ﹤0.01%
1,800
– –
CFNB
1708
DELISTED
California First National Banc
CFNB
$60K ﹤0.01%
3,500
– –
JAH
1709
DELISTED
JARDEN CORPORATION
JAH
$60K ﹤0.01%
1,808
-30
-2% -$926
ASB icon
1710
Associated Banc-Corp
ASB
$6.07B
$59K ﹤0.01%
3,791
-745
-16% -$12.3K
CXW icon
1711
CoreCivic
CXW
$3.13B
$59K ﹤0.01%
1,696
+900
+113% +$30.2K
IDLV icon
1712
Invesco S&P International Developed Low Volatility ETF
IDLV
$343M
$59K ﹤0.01%
2,032
+381
+23% +$11.4K
PMO
1713
Franklin Municipal Opportunities Trust
PMO
$290M
$59K ﹤0.01%
5,400
+250
+5% +$2.71K
RMD icon
1714
ResMed
RMD
$32.9B
$59K ﹤0.01%
1,116
+51
+5% +$2.47K
TOL icon
1715
Toll Brothers
TOL
$14B
$59K ﹤0.01%
1,831
-17,237
-90% -$557K
WSBC icon
1716
WesBanco
WSBC
$4.1B
$59K ﹤0.01%
1,970
-4
-0.2% -$117
RDC
1717
DELISTED
Rowan Companies Plc
RDC
$59K ﹤0.01%
1,594
+93
+6% +$3.34K
UNTD
1718
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$59K ﹤0.01%
1,059
+258
+32% +$14.5K
BNS icon
1719
Scotiabank
BNS
$111B
$58K ﹤0.01%
1,091
+49
+5% +$2.56K
DHI icon
1720
D.R. Horton
DHI
$41.9B
$58K ﹤0.01%
3,010
-26,222
-90% -$519K
DLB icon
1721
Dolby
DLB
$5.84B
$58K ﹤0.01%
1,675
+118
+8% +$3.92K
LYB icon
1722
LyondellBasell Industries
LYB
$20.2B
$58K ﹤0.01%
771
-82
-10% -$5.71K
PZT icon
1723
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$58K ﹤0.01%
2,617
+27
+1% +$598
RWT
1724
Redwood Trust
RWT
$599M
$58K ﹤0.01%
3,114
+374
+14% +$6.66K
SCHG icon
1725
Schwab US Large-Cap Growth ETF
SCHG
$63.2B
$58K ﹤0.01%
11,248
– –
67 68
69
70 71

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.