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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVOG icon
1676
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$172K ﹤0.01%
3,470
-1,566
-31% -$79.2K
VIOO icon
1677
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.35B
$172K ﹤0.01%
3,482
-1,888
-35% -$96.5K
RTH icon
1678
VanEck Retail ETF
RTH
$259M
$171K ﹤0.01%
2,203
+1,946
+757% +$150K
SAIC icon
1679
Saic
SAIC
$5.35B
$171K ﹤0.01%
3,727
-245
-6% -$11.2K
CODI icon
1680
Compass Diversified
CODI
$924M
$170K ﹤0.01%
10,747
-352
-3% -$5.69K
CPRI icon
1681
Capri Holdings
CPRI
$1.77B
$170K ﹤0.01%
4,250
+606
+17% +$25K
PTMC icon
1682
Pacer Trendpilot US Mid Cap ETF
PTMC
$408M
$170K ﹤0.01%
7,333
+378
+5% +$8.77K
AZO icon
1683
AutoZone
AZO
$49.6B
$169K ﹤0.01%
230
-571
-71% -$436K
EWU icon
1684
iShares MSCI United Kingdom ETF
EWU
$4.13B
$169K ﹤0.01%
5,227
-668
-11% -$22.7K
SMFG icon
1685
Sumitomo Mitsui Financial
SMFG
$167B
$169K ﹤0.01%
22,407
+687
+3% +$5.41K
SYT
1686
DELISTED
Syngenta Ag
SYT
$169K ﹤0.01%
2,139
+272
+15% +$19.5K
GGP
1687
DELISTED
GGP Inc.
GGP
$169K ﹤0.01%
6,209
+218
+4% +$5.86K
HOMB icon
1688
Home BancShares
HOMB
$6.27B
$168K ﹤0.01%
8,310
+506
+6% +$10.8K
JHS
1689
John Hancock Income Securities Trust
JHS
$128M
$168K ﹤0.01%
12,442
– –
PIZ icon
1690
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$745M
$168K ﹤0.01%
7,070
+340
+5% +$7.98K
PTNQ icon
1691
Pacer Trendpilot 100 ETF
PTNQ
$1.27B
$168K ﹤0.01%
7,042
+351
+5% +$8.42K
VGSH icon
1692
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$168K ﹤0.01%
2,768
-1,686
-38% -$103K
PTLC icon
1693
Pacer Trendpilot US Large Cap ETF
PTLC
$3.39B
$167K ﹤0.01%
7,231
+380
+6% +$8.9K
WFC.PRL icon
1694
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$167K ﹤0.01%
144
+17
+13% +$19.9K
NEV
1695
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$167K ﹤0.01%
10,650
– –
SPXH
1696
DELISTED
Janus Velocity Volatility Hedged Large Cap ETF
SPXH
$167K ﹤0.01%
5,796
+1,181
+26% +$34.6K
BFAM icon
1697
Bright Horizons
BFAM
$3.85B
$166K ﹤0.01%
2,496
+1,497
+150% +$96.8K
PIO icon
1698
Invesco Global Water ETF
PIO
$278M
$166K ﹤0.01%
7,929
-48
-0.6% -$1.03K
SON icon
1699
Sonoco
SON
$5.77B
$166K ﹤0.01%
4,073
+593
+17% +$24.7K
CVRR
1700
DELISTED
CVR Refining, LP
CVRR
$166K ﹤0.01%
8,772
+1,306
+17% +$26.9K
66 67
68
69 70

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.