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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITB icon
1676
iShares US Home Construction ETF
ITB
$2.37B
$88K ﹤0.01%
3,931
+1,451
+59% +$34.1K
TRIB
1677
Trinity Biotech
TRIB
$8.01M
$88K ﹤0.01%
32
-1
-3% -$3.25K
MXIM
1678
DELISTED
Maxim Integrated Products
MXIM
$88K ﹤0.01%
2,910
-126
-4% -$3.96K
ENDP
1679
DELISTED
Endo International plc
ENDP
$87K ﹤0.01%
1,280
+326
+34% +$21.5K
XONE
1680
DELISTED
The ExOne Company
XONE
$87K ﹤0.01%
4,154
+749
+22% +$22.9K
ALGN icon
1681
Align Technology
ALGN
$12.5B
$86K ﹤0.01%
1,668
+422
+34% +$23K
CACI icon
1682
CACI
CACI
$14.8B
$86K ﹤0.01%
1,213
-17
-1% -$1.2K
EXAS
1683
DELISTED
Exact Sciences
EXAS
$86K ﹤0.01%
4,450
+300
+7% +$5.5K
GURU icon
1684
Global X Guru Index ETF
GURU
$64.2M
$86K ﹤0.01%
3,258
-547
-14% -$14.4K
PFI icon
1685
Invesco Dorsey Wright Financial Momentum ETF
PFI
$60.4M
$86K ﹤0.01%
3,025
– –
PUK icon
1686
Prudential
PUK
$34.5B
$86K ﹤0.01%
1,998
-196
-9% -$8.89K
SEA
1687
DELISTED
Invesco Shipping ETF
SEA
$86K ﹤0.01%
4,190
-1,616
-28% -$35.8K
SQNM
1688
DELISTED
SEQUENOM INC NEW
SQNM
$86K ﹤0.01%
29,100
– –
JDD
1689
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$86K ﹤0.01%
7,400
+1,952
+36% +$23.7K
CBB.PRB
1690
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$86K ﹤0.01%
1,800
– –
BGX
1691
Blackstone Long-Short Credit Income Fund
BGX
$139M
$85K ﹤0.01%
5,090
– –
DGX icon
1692
Quest Diagnostics
DGX
$26.1B
$85K ﹤0.01%
1,395
-86
-6% -$5.3K
MYI icon
1693
BlackRock MuniYield Quality Fund III
MYI
$723M
$85K ﹤0.01%
6,181
– –
PBR icon
1694
Petrobras
PBR
$115B
$85K ﹤0.01%
6,009
-900
-13% -$15.1K
SDS icon
1695
ProShares UltraShort S&P500
SDS
$365M
$85K ﹤0.01%
35
+14
+67% +$34.7K
TW
1696
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$85K ﹤0.01%
859
+314
+58% +$33.1K
CBU icon
1697
Community Bank
CBU
$3.46B
$84K ﹤0.01%
2,489
– –
DNL icon
1698
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$505M
$84K ﹤0.01%
3,320
+128
+4% +$3.4K
ETJ
1699
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$84K ﹤0.01%
7,166
-15,849
-69% -$184K
GRC icon
1700
Gorman-Rupp
GRC
$2.11B
$84K ﹤0.01%
2,809
+4
+0.1% +$127
66 67
68
69 70

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.