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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOV icon
1676
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$62K ﹤0.01%
1,400
– –
XES icon
1677
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$389M
$62K ﹤0.01%
147
– –
BMTC
1678
DELISTED
Bryn Mawr Bank Corp
BMTC
$62K ﹤0.01%
2,300
– –
CTWS
1679
DELISTED
Connecticut Water Service Inc
CTWS
$62K ﹤0.01%
1,933
+9
+0.5% +$274
SHLD
1680
DELISTED
Sears Holding Corporation
SHLD
$62K ﹤0.01%
1,385
+100
+8% +$3.55K
SWC
1681
DELISTED
Stillwater Mining Co
SWC
$62K ﹤0.01%
5,600
+18
+0.3% +$208
RNDY
1682
DELISTED
ROUNDYS INC COM STK
RNDY
$62K ﹤0.01%
7,200
– –
OIL
1683
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$62K ﹤0.01%
2,546
-657
-21% -$16.4K
AVY icon
1684
Avery Dennison
AVY
$13.6B
$61K ﹤0.01%
1,391
+309
+29% +$13.7K
CASY icon
1685
Casey's General Stores
CASY
$31.6B
$61K ﹤0.01%
824
+49
+6% +$3.33K
FFBC icon
1686
First Financial Bancorp
FFBC
$3.6B
$61K ﹤0.01%
4,020
+1,395
+53% +$21.9K
FLC
1687
Flaherty & Crumrine Total Return Fund
FLC
$176M
$61K ﹤0.01%
3,356
+1,600
+91% +$30K
FTSL icon
1688
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$61K ﹤0.01%
1,246
+806
+183% +$39.9K
MDC
1689
DELISTED
M.D.C. Holdings, Inc.
MDC
$61K ﹤0.01%
2,800
+732
+35% +$16.1K
EPAY
1690
DELISTED
Bottomline Technologies Inc
EPAY
$61K ﹤0.01%
2,200
+2,000
+1,000% +$57K
MBTF
1691
DELISTED
MBT Financial Corporation
MBTF
$61K ﹤0.01%
16,000
– –
GEQ
1692
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$61K ﹤0.01%
+3,500
New +$62.7K
ACGL icon
1693
Arch Capital
ACGL
$33.5B
$60K ﹤0.01%
3,180
– –
AEM icon
1694
Agnico Eagle Mines
AEM
$91.3B
$60K ﹤0.01%
2,259
-18
-0.8% -$514
AME icon
1695
Ametek
AME
$58.7B
$60K ﹤0.01%
1,299
+154
+13% +$6.94K
CDE icon
1696
Coeur Mining
CDE
$19B
$60K ﹤0.01%
4,970
– –
LXRX icon
1697
Lexicon Pharmaceuticals
LXRX
$1.04B
$60K ﹤0.01%
3,571
– –
OIH icon
1698
VanEck Oil Services ETF
OIH
$1.95B
$60K ﹤0.01%
64
-5
-7% -$4.58K
SIG icon
1699
Signet Jewelers
SIG
$3.6B
$60K ﹤0.01%
824
+7
+0.9% +$496
TFX icon
1700
Teleflex
TFX
$5.82B
$60K ﹤0.01%
700
-3
-0.4% -$236
66 67
68
69 70

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.