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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDIV icon
1651
State Street SPDR S&P Global Dividend ETF
WDIV
$283M
$255K ﹤0.01%
4,125
-127
-3% -$7.78K
PVTB
1652
DELISTED
PrivateBancorp Inc
PVTB
$255K ﹤0.01%
4,700
-67
-1% -$3.23K
M icon
1653
Macy's
M
$6.27B
$254K ﹤0.01%
7,157
-3,651
-34% -$142K
PHG icon
1654
Philips
PHG
$26.8B
$254K ﹤0.01%
11,203
+632
+6% +$13.8K
ADNT icon
1655
Adient
ADNT
$1.54B
$253K ﹤0.01%
+4,316
New +$228K
EXEL icon
1656
Exelixis
EXEL
$12.5B
$253K ﹤0.01%
16,987
-2,603
-13% -$37.6K
APTV icon
1657
Aptiv
APTV
$10.2B
$252K ﹤0.01%
3,707
-608
-14% -$40.8K
IYZ icon
1658
iShares US Telecommunications ETF
IYZ
$1.24B
$251K ﹤0.01%
7,302
+627
+9% +$20.2K
DATA
1659
DELISTED
Tableau Software, Inc.
DATA
$251K ﹤0.01%
5,940
+2,718
+84% +$127K
DWAT
1660
DELISTED
Arrow Investments Trust Arrow DWA Tactical ETF
DWAT
$250K ﹤0.01%
24,350
+1,500
+7% +$15.2K
WST icon
1661
West Pharmaceutical
WST
$24.4B
$250K ﹤0.01%
2,945
+210
+8% +$16.5K
TIPZ icon
1662
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.5M
$249K ﹤0.01%
4,343
+681
+19% +$39.6K
JHY
1663
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$249K ﹤0.01%
24,400
– –
RHT
1664
DELISTED
Red Hat Inc
RHT
$249K ﹤0.01%
3,377
+616
+22% +$47.5K
BG icon
1665
Bunge Global
BG
$21.7B
$248K ﹤0.01%
3,439
-230
-6% -$15.3K
BIL icon
1666
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$248K ﹤0.01%
2,717
-202
-7% -$18.5K
FLS icon
1667
Flowserve
FLS
$10.3B
$248K ﹤0.01%
5,149
+3,331
+183% +$154K
LADR
1668
Ladder Capital
LADR
$1.27B
$248K ﹤0.01%
+17,312
New +$232K
TBF icon
1669
ProShares Short 20+ Year Treasury ETF
TBF
$106M
$248K ﹤0.01%
10,403
-42,083
-80% -$967K
BKN
1670
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$247K ﹤0.01%
16,817
+3,674
+28% +$56.2K
PZT icon
1671
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$247K ﹤0.01%
9,831
– –
BSJL
1672
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$247K ﹤0.01%
9,993
+2,755
+38% +$67.9K
LM
1673
DELISTED
Legg Mason, Inc.
LM
$247K ﹤0.01%
8,157
+3,676
+82% +$115K
GEN icon
1674
Gen Digital
GEN
$17.7B
$246K ﹤0.01%
10,096
-932
-8% -$22.9K
COMT icon
1675
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.22B
$244K ﹤0.01%
7,115
-677
-9% -$22.4K
65 66
67
68 69

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.