We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMLP
1651
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$79K ﹤0.01%
3,498
+1,308
+60% +$30.1K
GEQ
1652
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$79K ﹤0.01%
4,210
+210
+5% +$3.89K
DVYE icon
1653
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$78K ﹤0.01%
1,626
-3,003
-65% -$138K
IAK icon
1654
iShares US Insurance ETF
IAK
$538M
$78K ﹤0.01%
1,700
+2
+0.1% +$91
MNKD icon
1655
MannKind Corp
MNKD
$1.2B
$78K ﹤0.01%
3,895
+500
+15% +$14.2K
NWL icon
1656
Newell Brands
NWL
$2.63B
$78K ﹤0.01%
2,595
+788
+44% +$24.5K
PBR icon
1657
Petrobras
PBR
$115B
$78K ﹤0.01%
5,909
+555
+10% +$6.48K
SPCB icon
1658
SuperCom
SPCB
$70.3M
$78K ﹤0.01%
+62
New +$75.1K
BBBY
1659
DELISTED
Bed Bath & Beyond Inc
BBBY
$78K ﹤0.01%
1,133
+59
+5% +$3.99K
GNRC icon
1660
Generac Holdings
GNRC
$12.8B
$77K ﹤0.01%
1,313
+563
+75% +$30.8K
HCSG icon
1661
Healthcare Services Group
HCSG
$1.45B
$77K ﹤0.01%
2,635
+183
+7% +$5.02K
HYMB icon
1662
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
$77K ﹤0.01%
2,800
– –
IDGT icon
1663
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$547M
$77K ﹤0.01%
2,225
– –
ROL icon
1664
Rollins
ROL
$17.4B
$77K ﹤0.01%
8,610
+439
+5% +$3.83K
NUM
1665
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$77K ﹤0.01%
5,700
– –
MACK
1666
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$77K ﹤0.01%
1,932
– –
RALS
1667
DELISTED
ProShares RAFI Long/Short
RALS
$77K ﹤0.01%
1,800
+1,090
+154% +$45.7K
HL icon
1668
Hecla Mining
HL
$11.9B
$76K ﹤0.01%
24,730
+230
+0.9% +$755
PGJ icon
1669
Invesco Golden Dragon China ETF
PGJ
$93.2M
$76K ﹤0.01%
2,522
-17,513
-87% -$538K
QAI icon
1670
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.03B
$76K ﹤0.01%
2,613
– –
TWI icon
1671
Titan International
TWI
$438M
$76K ﹤0.01%
3,984
-73,146
-95% -$1.31M
CTXS
1672
DELISTED
Citrix Systems Inc
CTXS
$76K ﹤0.01%
1,625
+33
+2% +$1.56K
TECD
1673
DELISTED
Tech Data Corp
TECD
$76K ﹤0.01%
1,253
-100
-7% -$5.54K
JSN
1674
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$76K ﹤0.01%
6,006
+740
+14% +$9.3K
OIL
1675
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$76K ﹤0.01%
3,185
+271
+9% +$6.27K
65 66
67
68 69

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.