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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJN
1626
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$442K ﹤0.01%
17,929
+230
+1% +$5.87K
CONE
1627
DELISTED
CyrusOne Inc Common Stock
CONE
$442K ﹤0.01%
8,393
+1,772
+27% +$101K
AXON
1628
Axon Enterprise
AXON
$50B
$441K ﹤0.01%
10,076
-1,360
-12% -$70.6K
ESQ icon
1629
Esquire Financial Holdings
ESQ
$1.59B
$441K ﹤0.01%
20,300
-185
-0.9% -$4.39K
ETO
1630
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$528M
$439K ﹤0.01%
23,396
+1,830
+8% +$39.8K
SRCL
1631
DELISTED
Stericycle Inc
SRCL
$439K ﹤0.01%
11,907
+3,028
+34% +$142K
AAIC
1632
DELISTED
Arlington Asset Investment Corp.
AAIC
$439K ﹤0.01%
60,639
+10,827
+22% +$91K
BIBL icon
1633
Inspire 100 ETF
BIBL
$503M
$438K ﹤0.01%
18,424
+1,030
+6% +$26.3K
CII icon
1634
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$438K ﹤0.01%
31,004
+6,939
+29% +$107K
EWY icon
1635
iShares MSCI South Korea ETF
EWY
$27.6B
$438K ﹤0.01%
7,452
+1,520
+26% +$91.9K
RPT
1636
Rithm Property Trust
RPT
$101M
$438K ﹤0.01%
6,279
+103
+2% +$7.75K
CCF
1637
DELISTED
Chase Corporation
CCF
$436K ﹤0.01%
4,355
-145
-3% -$15.6K
HTH icon
1638
Hilltop Holdings
HTH
$2.28B
$435K ﹤0.01%
24,431
-9,143
-27% -$173K
XRLV
1639
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
$435K ﹤0.01%
13,447
-1,315
-9% -$45K
AVY icon
1640
Avery Dennison
AVY
$13.6B
$433K ﹤0.01%
4,837
-7,740
-62% -$729K
IEP icon
1641
Icahn Enterprises
IEP
$5.33B
$433K ﹤0.01%
7,584
+691
+10% +$45.8K
IMVP
1642
Invesco India ETF
IMVP
$108M
$432K ﹤0.01%
17,883
-5,507
-24% -$127K
PSK icon
1643
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$432K ﹤0.01%
10,921
-2,023
-16% -$82.4K
CTXS
1644
DELISTED
Citrix Systems Inc
CTXS
$431K ﹤0.01%
4,205
-164
-4% -$17.3K
BYM
1645
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$430K ﹤0.01%
33,438
-3,560
-10% -$44.4K
WDC icon
1646
Western Digital
WDC
$168B
$429K ﹤0.01%
15,282
-4,005
-21% -$142K
MMSI icon
1647
Merit Medical Systems
MMSI
$5.4B
$428K ﹤0.01%
7,699
+6,089
+378% +$362K
MPLX icon
1648
MPLX
MPLX
$59.6B
$428K ﹤0.01%
14,160
+2,250
+19% +$75.1K
EQT icon
1649
EQT Corp
EQT
$33.8B
$427K ﹤0.01%
22,461
-10,094
-31% -$205K
VCEL icon
1650
Vericel Corp
VCEL
$2.28B
$427K ﹤0.01%
24,555
+837
+4% +$12.5K
64 65
66
67 68

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AG
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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.