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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIV icon
1626
Telefônica Brasil
VIV
$18.1B
$151K ﹤0.01%
8,577
+5,276
+160% +$101K
CS
1627
DELISTED
Credit Suisse Group
CS
$151K ﹤0.01%
6,231
+998
+19% +$26.2K
FULT icon
1628
Fulton Financial
FULT
$4.69B
$150K ﹤0.01%
12,137
-26
-0.2% -$306
RLI icon
1629
RLI Corp
RLI
$5.87B
$150K ﹤0.01%
6,088
+1,930
+46% +$45.5K
RESP
1630
DELISTED
WisdomTree U.S. ESG Fund
RESP
$150K ﹤0.01%
6,063
+15
+0.2% +$361
NATI
1631
DELISTED
National Instruments Corp
NATI
$150K ﹤0.01%
4,820
+3,652
+313% +$113K
MIE
1632
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$150K ﹤0.01%
7,670
-12,797
-63% -$257K
SWY
1633
DELISTED
SAFEWAY INC
SWY
$150K ﹤0.01%
4,246
+108
+3% +$3.73K
FT
1634
Franklin Universal Trust
FT
$198M
$149K ﹤0.01%
21,000
+4,000
+24% +$28.6K
SAM icon
1635
Boston Beer
SAM
$1.9B
$149K ﹤0.01%
516
+63
+14% +$16K
VIOV icon
1636
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$149K ﹤0.01%
2,928
+1,178
+67% +$57.5K
PMM
1637
Franklin Managed Municipal Income Trust
PMM
$272M
$148K ﹤0.01%
20,428
+14,078
+222% +$101K
RGEN icon
1638
Repligen
RGEN
$9.45B
$148K ﹤0.01%
7,471
+7,200
+2,657% +$161K
NFO
1639
DELISTED
Invesco Insider Sentiment ETF
NFO
$148K ﹤0.01%
3,019
+2,241
+288% +$107K
GM.WS.A
1640
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$148K ﹤0.01%
5,930
+965
+19% +$21.4K
EWP icon
1641
iShares MSCI Spain ETF
EWP
$2.21B
$147K ﹤0.01%
4,269
-4,918
-54% -$182K
GGME icon
1642
Invesco Next Gen Media and Gaming ETF
GGME
$46.9M
$147K ﹤0.01%
+5,762
New +$143K
PPLI
1643
People Inc
PPLI
$3.01B
$147K ﹤0.01%
13,574
-689
-5% -$7.8K
HYMB icon
1644
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
$146K ﹤0.01%
5,046
+2,246
+80% +$64.1K
SBRA icon
1645
Sabra Healthcare REIT
SBRA
$5.15B
$146K ﹤0.01%
4,792
-369
-7% -$10.2K
STLA icon
1646
Stellantis
STLA
$20.2B
$146K ﹤0.01%
+19,199
New +$142K
DHI icon
1647
D.R. Horton
DHI
$41.9B
$145K ﹤0.01%
5,716
+2,478
+77% +$58K
MUI
1648
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$145K ﹤0.01%
10,202
+142
+1% +$2.05K
ACC
1649
DELISTED
American Campus Communities, Inc.
ACC
$145K ﹤0.01%
3,459
+893
+35% +$35.1K
TQNT
1650
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$145K ﹤0.01%
5,257
+400
+8% +$8.89K
64 65
66
67 68

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.