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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEDJ icon
1626
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.88B
$95K ﹤0.01%
3,288
-22,122
-87% -$637K
KOF icon
1627
Coca-Cola Femsa
KOF
$22.9B
$95K ﹤0.01%
938
– –
NRG icon
1628
NRG Energy
NRG
$25.2B
$95K ﹤0.01%
3,110
+901
+41% +$28.1K
CLNY
1629
DELISTED
Colony Capital, Inc.
CLNY
$95K ﹤0.01%
4,262
+1,262
+42% +$28.4K
BSCE
1630
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$95K ﹤0.01%
4,525
+475
+12% +$10K
HHY
1631
DELISTED
Brookfield High Income Fund Inc.
HHY
$95K ﹤0.01%
10,176
+6,576
+183% +$65.7K
AGZ icon
1632
iShares Agency Bond ETF
AGZ
$566M
$94K ﹤0.01%
833
+1
+0.1% +$112
ERIE icon
1633
Erie Indemnity
ERIE
$13.4B
$94K ﹤0.01%
1,244
-221
-15% -$16.6K
FOF icon
1634
Cohen & Steers Closed End Opportunity Fund
FOF
$383M
$94K ﹤0.01%
7,177
+42
+0.6% +$566
FUND
1635
Sprott Focus Trust
FUND
$321M
$94K ﹤0.01%
12,055
+106
+0.9% +$868
LNT icon
1636
Alliant Energy
LNT
$18.2B
$94K ﹤0.01%
3,386
+278
+9% +$8.02K
RNG icon
1637
RingCentral
RNG
$5.66B
$94K ﹤0.01%
+7,400
New +$102K
RSPT icon
1638
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$6.05B
$94K ﹤0.01%
11,100
+5,700
+106% +$48.5K
STIP icon
1639
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$94K ﹤0.01%
937
-102
-10% -$10.4K
ACC
1640
DELISTED
American Campus Communities, Inc.
ACC
$94K ﹤0.01%
2,566
+397
+18% +$15.4K
FONE
1641
DELISTED
First Trust NASDAQ Smartphone Index Fund
FONE
$94K ﹤0.01%
2,543
+11
+0.4% +$419
GPN icon
1642
Global Payments
GPN
$25.1B
$93K ﹤0.01%
2,656
+166
+7% +$5.94K
MNST icon
1643
Monster Beverage
MNST
$91.4B
$93K ﹤0.01%
12,132
-11,532
-49% -$75.6K
NBN icon
1644
Northeast Bank
NBN
$1.16B
$93K ﹤0.01%
10,000
– –
SLYG icon
1645
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.23B
$93K ﹤0.01%
2,176
– –
SPXC icon
1646
SPX Corp
SPXC
$10.6B
$93K ﹤0.01%
3,951
+1,850
+88% +$48K
XEC
1647
DELISTED
CIMAREX ENERGY CO
XEC
$93K ﹤0.01%
736
+33
+5% +$4.56K
TQNT
1648
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$93K ﹤0.01%
4,857
-337
-6% -$6.26K
HOT
1649
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$93K ﹤0.01%
1,114
+34
+3% +$2.8K
PALL icon
1650
abrdn Physical Palladium Shares ETF
PALL
$648M
$92K ﹤0.01%
6,100
+2,500
+69% +$41.9K
64 65
66
67 68

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.