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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETO
1601
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$524M
$320K ﹤0.01%
13,894
+5,285
+61% +$119K
BBWI icon
1602
Bath & Body Works
BBWI
$3.81B
$319K ﹤0.01%
8,365
+558
+7% +$25.2K
HR
1603
DELISTED
Healthcare Realty Trust Incorporated
HR
$319K ﹤0.01%
9,833
-134
-1% -$4.15K
ETY icon
1604
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$318K ﹤0.01%
28,720
+6,461
+29% +$70K
NXDT
1605
NexPoint Diversified Real Estate Trust
NXDT
$243M
$318K ﹤0.01%
13,874
-25
-0.2% -$580
UBSI icon
1606
United Bankshares
UBSI
$6.61B
$317K ﹤0.01%
7,485
+36
+0.5% +$1.59K
WAFD icon
1607
WaFd
WAFD
$2.82B
$317K ﹤0.01%
9,590
-95
-1% -$3.18K
AXON
1608
Axon Enterprise
AXON
$51.7B
$316K ﹤0.01%
13,863
+465
+3% +$11.4K
LGLV icon
1609
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.22B
$316K ﹤0.01%
3,748
-114
-3% -$9.48K
RHT
1610
DELISTED
Red Hat Inc
RHT
$315K ﹤0.01%
3,821
+444
+13% +$35.3K
INO icon
1611
Inovio Pharmaceuticals
INO
$79.1M
$314K ﹤0.01%
3,946
+3,311
+521% +$264K
MPLX icon
1612
MPLX
MPLX
$60.1B
$314K ﹤0.01%
8,673
-213
-2% -$7.85K
VVC
1613
DELISTED
Vectren Corporation
VVC
$314K ﹤0.01%
5,366
+41
+0.8% +$2.27K
BSJM
1614
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$313K ﹤0.01%
12,361
+12,047
+3,837% +$303K
VRTX icon
1615
Vertex Pharmaceuticals
VRTX
$134B
$312K ﹤0.01%
2,863
+405
+16% +$35.7K
E icon
1616
ENI
E
$80.3B
$311K ﹤0.01%
9,509
-181
-2% -$5.74K
NWFL icon
1617
Norwood Financial Corp
NWFL
$373M
$311K ﹤0.01%
+11,144
New +$274K
GXP
1618
DELISTED
Great Plains Energy Incorporated
GXP
$310K ﹤0.01%
10,600
+3,438
+48% +$96.5K
UBS icon
1619
UBS Group
UBS
$176B
$309K ﹤0.01%
19,368
+586
+3% +$9.43K
HA
1620
DELISTED
Hawaiian Holdings, Inc.
HA
$308K ﹤0.01%
6,625
-5,659
-46% -$289K
MBFI
1621
DELISTED
MB Financial Corp
MBFI
$308K ﹤0.01%
7,184
+749
+12% +$33.6K
KSS icon
1622
Kohl's
KSS
$2.1B
$307K ﹤0.01%
7,689
-410
-5% -$16.7K
CNX icon
1623
CNX Resources
CNX
$5.35B
$306K ﹤0.01%
21,802
-2,275
-9% -$32.1K
IQV icon
1624
IQVIA
IQV
$40.1B
$306K ﹤0.01%
3,800
-385
-9% -$30K
BGB
1625
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$305K ﹤0.01%
19,294
-3,367
-15% -$53.2K
63 64
65
66 67

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.