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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLUU
1601
DELISTED
Glu Mobile Inc.
GLUU
$157K ﹤0.01%
40,300
+39,800
+7,960% +$162K
PWJ
1602
DELISTED
POWERSHARES DYNAMIC MID CAP GRTH PORTFOLIO
PWJ
$157K ﹤0.01%
4,962
+22
+0.4% +$696
IPS
1603
DELISTED
SPDR S&P International Consumer Staples Sector
IPS
$157K ﹤0.01%
3,971
-2,306
-37% -$88.7K
XLG icon
1604
Invesco S&P 500 Top 50 ETF
XLG
$11B
$156K ﹤0.01%
11,000
– –
GMCR
1605
DELISTED
KEURIG GREEN MTN INC
GMCR
$156K ﹤0.01%
1,182
-194
-14% -$27.5K
CZA icon
1606
Invesco Zacks Mid-Cap ETF
CZA
$193M
$155K ﹤0.01%
3,125
-400
-11% -$19.5K
ETX
1607
Eaton Vance Municipal Income 2028 Term Trust
ETX
$200M
$155K ﹤0.01%
8,857
-2,131
-19% -$37.5K
GRPN icon
1608
Groupon
GRPN
$894M
$155K ﹤0.01%
+940
New +$133K
HAWK
1609
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$155K ﹤0.01%
4,014
+2,405
+149% +$85.5K
BBD icon
1610
Banco Bradesco
BBD
$34.3B
$154K ﹤0.01%
29,500
+27,990
+1,854% +$157K
FRI icon
1611
First Trust S&P REIT Index Fund
FRI
$204M
$154K ﹤0.01%
6,928
-2,469
-26% -$53K
SIG icon
1612
Signet Jewelers
SIG
$3.6B
$154K ﹤0.01%
1,176
-41
-3% -$4.96K
VET icon
1613
Vermilion Energy
VET
$1.72B
$154K ﹤0.01%
3,138
+1,500
+92% +$78K
FCEL icon
1614
FuelCell Energy
FCEL
$1.63B
$153K ﹤0.01%
23
+7
+44% +$53.4K
PIZ icon
1615
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$745M
$153K ﹤0.01%
6,316
-4,026
-39% -$97.2K
SAP icon
1616
SAP
SAP
$242B
$153K ﹤0.01%
2,230
+366
+20% +$25.1K
MTT
1617
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$153K ﹤0.01%
6,487
– –
RTEC
1618
DELISTED
Rudolph Technologies Inc
RTEC
$153K ﹤0.01%
14,928
-3,582
-19% -$32.9K
RENX
1619
DELISTED
RELX N.V.
RENX
$153K ﹤0.01%
9,496
+1,212
+15% +$18.2K
PCRX icon
1620
Pacira BioSciences
PCRX
$924M
$152K ﹤0.01%
1,720
+170
+11% +$16.1K
PODD icon
1621
Insulet
PODD
$10.2B
$152K ﹤0.01%
3,332
+116
+4% +$4.96K
AAXJ icon
1622
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.85B
$151K ﹤0.01%
2,465
-21,715
-90% -$1.33M
AXS icon
1623
AXIS Capital
AXS
$7.3B
$151K ﹤0.01%
2,965
+2,327
+365% +$114K
RVSB icon
1624
Riverview Bancorp
RVSB
$107M
$151K ﹤0.01%
+33,575
New +$139K
SSYS icon
1625
Stratasys
SSYS
$779M
$151K ﹤0.01%
1,816
+335
+23% +$34.3K
63 64
65
66 67

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.