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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBG
1601
DELISTED
UBS AG LONDON BRH FISHER ENHANCED BIG CAP GROWTH ETN
FBG
$99K ﹤0.01%
1,920
– –
ISCB icon
1602
iShares Morningstar Small-Cap ETF
ISCB
$294M
$98K ﹤0.01%
3,032
-1,172
-28% -$39.3K
MAN icon
1603
ManpowerGroup
MAN
$2.75B
$98K ﹤0.01%
1,392
+146
+12% +$11.4K
RNR icon
1604
RenaissanceRe
RNR
$13.3B
$98K ﹤0.01%
978
+19
+2% +$1.95K
TDIV icon
1605
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$98K ﹤0.01%
3,629
-175
-5% -$4.77K
VRN
1606
DELISTED
Veren
VRN
$98K ﹤0.01%
2,945
+711
+32% +$26.3K
NIB
1607
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$98K ﹤0.01%
2,241
+1,351
+152% +$56.4K
ARRS
1608
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$98K ﹤0.01%
3,460
+416
+14% +$13K
EEB
1609
DELISTED
Invesco BRIC ETF
EEB
$98K ﹤0.01%
2,889
+49
+2% +$1.79K
APLP
1610
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$98K ﹤0.01%
+3,350
New +$96.4K
LNCE
1611
DELISTED
Snyders-Lance, Inc.
LNCE
$98K ﹤0.01%
3,705
+1,577
+74% +$42.4K
IRC
1612
DELISTED
INLAND REAL ESTATE CORP
IRC
$98K ﹤0.01%
9,772
+6,871
+237% +$71.5K
DVYE icon
1613
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$97K ﹤0.01%
2,143
+78
+4% +$3.81K
IYZ icon
1614
iShares US Telecommunications ETF
IYZ
$1.24B
$97K ﹤0.01%
3,236
-8
-0.2% -$243
JKHY icon
1615
Jack Henry & Associates
JKHY
$11.1B
$97K ﹤0.01%
1,738
-34
-2% -$1.98K
EQM
1616
DELISTED
EQM Midstream Partners, LP
EQM
$97K ﹤0.01%
1,088
+66
+6% +$6.07K
PKO
1617
DELISTED
Pimco Income Opportunity Fund
PKO
$97K ﹤0.01%
3,530
+350
+11% +$10K
ESS icon
1618
Essex Property Trust
ESS
$18.5B
$96K ﹤0.01%
537
-80
-13% -$15.1K
SUSA icon
1619
iShares ESG Optimized MSCI USA ETF
SUSA
$4.21B
$96K ﹤0.01%
2,344
– –
SWIR
1620
DELISTED
Sierra Wireless
SWIR
$96K ﹤0.01%
3,580
-2,000
-36% -$48K
LOCK
1621
DELISTED
LifeLock, Inc.
LOCK
$96K ﹤0.01%
6,700
-230
-3% -$3.23K
BBEP
1622
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$96K ﹤0.01%
4,714
+114
+2% +$2.5K
CYH icon
1623
Community Health Systems
CYH
$419M
$95K ﹤0.01%
2,088
– –
FAB icon
1624
First Trust Multi Cap Value AlphaDEX Fund
FAB
$178M
$95K ﹤0.01%
2,100
– –
FTSL icon
1625
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$95K ﹤0.01%
1,947
+101
+5% +$5K
63 64
65
66 67

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.