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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EELV icon
1601
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$422M
$85K ﹤0.01%
3,176
+161
+5% +$4.18K
RXI icon
1602
iShares Global Consumer Discretionary ETF
RXI
$274M
$85K ﹤0.01%
1,033
-300
-23% -$24.6K
DBD
1603
DELISTED
Diebold Nixdorf Incorporated
DBD
$85K ﹤0.01%
2,138
+68
+3% +$2.45K
RJA
1604
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$85K ﹤0.01%
9,432
-700
-7% -$5.83K
AGU
1605
DELISTED
Agrium
AGU
$85K ﹤0.01%
876
-63
-7% -$5.77K
GTI
1606
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$85K ﹤0.01%
7,750
+5,750
+288% +$60.9K
GMAN
1607
DELISTED
Gordmans Stores, Inc.
GMAN
$85K ﹤0.01%
15,596
– –
CM icon
1608
Canadian Imperial Bank of Commerce
CM
$112B
$84K ﹤0.01%
1,999
+209
+12% +$8.42K
FIS icon
1609
Fidelity National Information Services
FIS
$22.8B
$84K ﹤0.01%
1,577
+50
+3% +$2.67K
RNR icon
1610
RenaissanceRe
RNR
$13.3B
$84K ﹤0.01%
861
-40
-4% -$3.75K
SLYV icon
1611
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.12B
$84K ﹤0.01%
1,550
+128
+9% +$6.75K
MDRX
1612
DELISTED
Veradigm Inc. Common Stock
MDRX
$84K ﹤0.01%
4,660
+1,629
+54% +$28.2K
PBCT
1613
DELISTED
People's United Financial Inc
PBCT
$84K ﹤0.01%
5,654
-50
-0.9% -$728
HYF
1614
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$84K ﹤0.01%
39,670
-67,804
-63% -$141K
DLB icon
1615
Dolby
DLB
$5.84B
$83K ﹤0.01%
1,919
+254
+15% +$10.7K
MDYG icon
1616
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
$83K ﹤0.01%
2,178
+72
+3% +$2.69K
PUK icon
1617
Prudential
PUK
$34.5B
$83K ﹤0.01%
2,002
+385
+24% +$16.4K
WES icon
1618
Western Midstream Partners
WES
$20B
$83K ﹤0.01%
1,687
+87
+5% +$3.7K
WTM icon
1619
White Mountains Insurance
WTM
$5.11B
$83K ﹤0.01%
138
-15
-10% -$8.75K
XEC
1620
DELISTED
CIMAREX ENERGY CO
XEC
$83K ﹤0.01%
701
-6
-0.8% -$644
CBST
1621
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$83K ﹤0.01%
1,134
+834
+278% +$62.2K
DNL icon
1622
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$505M
$82K ﹤0.01%
3,184
-134
-4% -$3.33K
IEP icon
1623
Icahn Enterprises
IEP
$5.33B
$82K ﹤0.01%
799
+309
+63% +$34K
INFY icon
1624
Infosys
INFY
$50.3B
$82K ﹤0.01%
12,144
-1,112
-8% -$8.08K
VMO icon
1625
Invesco Municipal Opportunity Trust
VMO
$667M
$82K ﹤0.01%
6,715
+132
+2% +$1.6K
63 64
65
66 67

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.