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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBS icon
1576
UBS Group
UBS
$176B
$292K ﹤0.01%
18,782
+486
+3% +$7.32K
MTUS icon
1577
Metallus
MTUS
$892M
$292K ﹤0.01%
18,850
-2,000
-10% -$26.8K
HIBB
1578
DELISTED
Hibbett, Inc. Common Stock
HIBB
$292K ﹤0.01%
+7,827
New +$317K
PCK
1579
DELISTED
Pimco California Municipal Income Fund II
PCK
$290K ﹤0.01%
31,406
-10,112
-24% -$97.3K
HOMB icon
1580
Home BancShares
HOMB
$6.27B
$289K ﹤0.01%
10,435
+808
+8% +$19.6K
ISCV icon
1581
iShares Morningstar Small-Cap Value ETF
ISCV
$710M
$289K ﹤0.01%
6,075
-654
-10% -$29.5K
BUI icon
1582
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$732M
$288K ﹤0.01%
15,634
+2,074
+15% +$38.5K
FHN icon
1583
First Horizon
FHN
$12.3B
$288K ﹤0.01%
17,549
+924
+6% +$16.3K
IIF
1584
Morgan Stanley India Investment Fund
IIF
$219M
$288K ﹤0.01%
11,225
+1,125
+11% +$30.5K
MTG icon
1585
MGIC Investment
MTG
$6.33B
$287K ﹤0.01%
28,182
-7,507
-21% -$67.8K
BSCL
1586
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$287K ﹤0.01%
13,676
+3,328
+32% +$70.7K
EWN icon
1587
iShares MSCI Netherlands ETF
EWN
$735M
$286K ﹤0.01%
11,846
-1,863
-14% -$45K
EELV icon
1588
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$422M
$284K ﹤0.01%
13,436
+3,129
+30% +$67.3K
MFA
1589
MFA Financial
MFA
$931M
$284K ﹤0.01%
9,215
+57
+0.6% +$1.71K
P
1590
DELISTED
Pandora Media Inc
P
$284K ﹤0.01%
21,767
+11,820
+119% +$147K
FTI icon
1591
TechnipFMC
FTI
$30.1B
$283K ﹤0.01%
11,804
+676
+6% +$16.9K
SGDJ icon
1592
Sprott Junior Gold Miners ETF
SGDJ
$333M
$283K ﹤0.01%
8,898
+4,477
+101% +$156K
TDTF icon
1593
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$283K ﹤0.01%
11,309
+10,781
+2,042% +$271K
FULT icon
1594
Fulton Financial
FULT
$4.69B
$282K ﹤0.01%
15,055
-2,108
-12% -$35.3K
NWN icon
1595
Northwest Natural Holdings
NWN
$2.14B
$282K ﹤0.01%
4,709
+349
+8% +$20.3K
EDV icon
1596
Vanguard World Funds Extended Duration ETF
EDV
$3.49B
$280K ﹤0.01%
2,561
+106
+4% +$12.7K
NFJ
1597
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.46B
$280K ﹤0.01%
22,123
+777
+4% +$9.73K
BOE icon
1598
BlackRock Enhanced Global Dividend Trust
BOE
$695M
$279K ﹤0.01%
23,986
+1,461
+6% +$17K
CC icon
1599
Chemours
CC
$2.3B
$279K ﹤0.01%
12,787
+2,683
+27% +$55.1K
MUI
1600
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$279K ﹤0.01%
20,204
+2,648
+15% +$37.6K
62 63
64
65 66

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.