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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCY icon
1576
Mercury Insurance
MCY
$5.81B
$200K ﹤0.01%
4,290
+8
+0.2% +$405
ORA icon
1577
Ormat Technologies
ORA
$6.98B
$200K ﹤0.01%
5,479
-229
-4% -$8.34K
QTEC icon
1578
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.92B
$200K ﹤0.01%
4,688
+216
+5% +$9.25K
IRC
1579
DELISTED
INLAND REAL ESTATE CORP
IRC
$200K ﹤0.01%
18,854
-34,824
-65% -$325K
NIE
1580
Virtus Equity & Convertible Income Fund
NIE
$741M
$199K ﹤0.01%
11,042
-29
-0.3% -$530
PBW icon
1581
Invesco WilderHill Clean Energy ETF
PBW
$461M
$199K ﹤0.01%
8,402
+2,260
+37% +$50.4K
TDIV icon
1582
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$199K ﹤0.01%
7,865
+1,077
+16% +$27.9K
MIC
1583
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$199K ﹤0.01%
2,732
-745
-21% -$55.7K
EUMV
1584
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
$199K ﹤0.01%
8,459
+4,505
+114% +$108K
AGC
1585
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$199K ﹤0.01%
35,744
-15,726
-31% -$88.5K
FLTR icon
1586
VanEck IG Floating Rate ETF
FLTR
$3.04B
$198K ﹤0.01%
8,009
-320
-4% -$7.91K
GDXJ icon
1587
VanEck Junior Gold Miners ETF
GDXJ
$8.33B
$198K ﹤0.01%
10,306
-562
-5% -$11.3K
IGPT icon
1588
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$198K ﹤0.01%
14,043
+11,565
+467% +$166K
JBHT icon
1589
JB Hunt Transport Services
JBHT
$26.5B
$198K ﹤0.01%
2,704
+380
+16% +$28.6K
AKS
1590
DELISTED
AK Steel Holding Corp
AKS
$198K ﹤0.01%
88,659
+9,526
+12% +$23.9K
MACK
1591
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$198K ﹤0.01%
3,178
– –
PWJ
1592
DELISTED
POWERSHARES DYNAMIC MID CAP GRTH PORTFOLIO
PWJ
$198K ﹤0.01%
6,585
-1,508
-19% -$45.3K
FEZ icon
1593
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.56B
$197K ﹤0.01%
5,640
-2,221
-28% -$79.2K
PPA icon
1594
Invesco Aerospace & Defense ETF
PPA
$8.68B
$197K ﹤0.01%
5,524
-2
-0% -$71
FHY
1595
DELISTED
First Trust Strategic High
FHY
$197K ﹤0.01%
17,751
+317
+2% +$3.67K
DB icon
1596
Deutsche Bank
DB
$72.1B
$196K ﹤0.01%
9,139
-345
-4% -$8.21K
FAB icon
1597
First Trust Multi Cap Value AlphaDEX Fund
FAB
$178M
$196K ﹤0.01%
4,805
+1,040
+28% +$44.1K
TLP
1598
DELISTED
Transmontaigne
TLP
$196K ﹤0.01%
7,301
-248
-3% -$6.77K
DNY
1599
DELISTED
DONNELLEY R R & SONS CO
DNY
$196K ﹤0.01%
13,334
-16
-0.1% -$235
CNC icon
1600
Centene
CNC
$32.6B
$195K ﹤0.01%
5,902
-380
-6% -$11.3K
62 63
64
65 66

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.