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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INF
1551
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$501K ﹤0.01%
38,784
+33,158
+589% +$432K
FMC icon
1552
FMC
FMC
$1.31B
$500K ﹤0.01%
6,096
+774
+15% +$62.2K
SSO icon
1553
ProShares Ultra S&P500
SSO
$8.41B
$500K ﹤0.01%
36,600
-12,352
-25% -$160K
BIT icon
1554
BlackRock Multi-Sector Income Trust
BIT
$704M
$499K ﹤0.01%
27,467
+557
+2% +$10.2K
VKQ icon
1555
Invesco Municipal Trust
VKQ
$547M
$499K ﹤0.01%
39,893
-3,200
-7% -$40K
CY
1556
DELISTED
Cypress Semiconductor
CY
$498K ﹤0.01%
32,614
-302
-0.9% -$4.8K
DIEM icon
1557
Franklin Emerging Market Core Dividend Tilt Index ETF
DIEM
$82.6M
$497K ﹤0.01%
15,037
+4,160
+38% +$135K
IDE
1558
Voya Infrastructure, Industrials and Materials Fund
IDE
$199M
$497K ﹤0.01%
29,480
+19,600
+198% +$318K
SCCO icon
1559
Southern Copper
SCCO
$167B
$497K ﹤0.01%
11,399
+137
+1% +$5.44K
CLGX
1560
DELISTED
Corelogic, Inc.
CLGX
$495K ﹤0.01%
10,705
+250
+2% +$11.6K
WTRE icon
1561
WisdomTree New Economy Real Estate Fund
WTRE
$15.5M
$494K ﹤0.01%
15,155
+207
+1% +$6.64K
SSD icon
1562
Simpson Manufacturing
SSD
$8B
$493K ﹤0.01%
8,567
-12,640
-60% -$700K
QQEW icon
1563
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.83B
$491K ﹤0.01%
8,482
+1,252
+17% +$71.3K
RAD
1564
DELISTED
Rite Aid Corporation
RAD
$491K ﹤0.01%
12,450
+1,193
+11% +$42.6K
BKT icon
1565
BlackRock Income Trust
BKT
$342M
$489K ﹤0.01%
26,429
-2,813
-10% -$52.3K
GXP
1566
DELISTED
Great Plains Energy Incorporated
GXP
$489K ﹤0.01%
15,159
+4,235
+39% +$139K
APTV icon
1567
Aptiv
APTV
$10.3B
$488K ﹤0.01%
5,758
+616
+12% +$58.7K
BMO icon
1568
Bank of Montreal
BMO
$127B
$488K ﹤0.01%
6,087
-93
-2% -$7.25K
STE icon
1569
Steris
STE
$23.3B
$485K ﹤0.01%
5,556
+652
+13% +$58.2K
PGEN icon
1570
Precigen
PGEN
$2.51B
$484K ﹤0.01%
42,035
+15,090
+56% +$225K
CID
1571
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$483K ﹤0.01%
13,342
+1,927
+17% +$68.9K
FNG
1572
DELISTED
AdvisorShares New Tech and Media ETF
FNG
$482K ﹤0.01%
22,444
+8,894
+66% +$197K
GGN
1573
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$837M
$481K ﹤0.01%
92,607
-9,470
-9% -$50.9K
AADR icon
1574
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.8M
$480K ﹤0.01%
8,148
+1,242
+18% +$70.9K
KSU
1575
DELISTED
Kansas City Southern
KSU
$480K ﹤0.01%
4,553
+1,448
+47% +$154K
61 62
63
64 65

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.