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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBW icon
1551
Invesco WilderHill Clean Energy ETF
PBW
$461M
$109K ﹤0.01%
3,455
+2
+0.1% +$66
SLYV icon
1552
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.12B
$109K ﹤0.01%
2,132
+582
+38% +$31.3K
CHW
1553
Calamos Global Dynamic Income Fund
CHW
$555M
$108K ﹤0.01%
11,700
+3,650
+45% +$35K
INCY icon
1554
Incyte
INCY
$24.4B
$108K ﹤0.01%
2,205
+1,300
+144% +$65.2K
ZGNX
1555
DELISTED
Zogenix, Inc.
ZGNX
$108K ﹤0.01%
11,721
+3,221
+38% +$36.7K
NPSP
1556
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$108K ﹤0.01%
4,170
+2,300
+123% +$66.1K
CEO
1557
DELISTED
CNOOC Limited
CEO
$108K ﹤0.01%
628
-140
-18% -$25.8K
XLKS
1558
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$108K ﹤0.01%
2,416
-1,145
-32% -$51.2K
BG icon
1559
Bunge Global
BG
$21.7B
$107K ﹤0.01%
1,266
-229
-15% -$18.5K
CIF
1560
DELISTED
MFS Intermediate High Income Fund
CIF
$107K ﹤0.01%
39,387
+508
+1% +$1.45K
IAG icon
1561
IAMGOLD
IAG
$10.1B
$107K ﹤0.01%
+26,800
New +$98.9K
MIDD icon
1562
Middleby
MIDD
$5.29B
$107K ﹤0.01%
1,218
+21
+2% +$1.74K
PWV icon
1563
Invesco Large Cap Value ETF
PWV
$1.79B
$107K ﹤0.01%
3,523
-1,670
-32% -$51.3K
WES icon
1564
Western Midstream Partners
WES
$20B
$107K ﹤0.01%
1,752
+65
+4% +$3.86K
XYL icon
1565
Xylem
XYL
$28.1B
$107K ﹤0.01%
3,022
-24
-0.8% -$892
PACW
1566
DELISTED
PacWest Bancorp
PACW
$107K ﹤0.01%
2,592
+33
+1% +$1.38K
STON
1567
DELISTED
StoneMor Inc.
STON
$107K ﹤0.01%
4,155
+2,255
+119% +$56.1K
GLOG
1568
DELISTED
GASLOG LTD
GLOG
$107K ﹤0.01%
4,687
-26,805
-85% -$691K
CRZO
1569
DELISTED
Carrizo Oil & Gas Inc
CRZO
$107K ﹤0.01%
1,990
+292
+17% +$17.8K
CMP icon
1570
Compass Minerals
CMP
$1.1B
$106K ﹤0.01%
1,257
+59
+5% +$5.29K
MUR icon
1571
Murphy Oil
MUR
$4.99B
$106K ﹤0.01%
1,865
-283
-13% -$17.5K
PNFP icon
1572
Pinnacle Financial Partners Inc
PNFP
$16.2B
$106K ﹤0.01%
2,938
+88
+3% +$3.23K
UDR icon
1573
UDR
UDR
$12.2B
$106K ﹤0.01%
3,892
+3
+0.1% +$87
SAGG
1574
DELISTED
Direxion Daily Total Bond Market Bear 1X Shares
SAGG
$106K ﹤0.01%
3,095
– –
AEG icon
1575
Aegon
AEG
$13.9B
$105K ﹤0.01%
18,410
-10,083
-35% -$57.1K
61 62
63
64 65

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.