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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAN icon
1551
ManpowerGroup
MAN
$2.75B
$92K ﹤0.01%
1,165
-186
-14% -$14.7K
PNY
1552
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$92K ﹤0.01%
2,600
-77
-3% -$2.58K
CACI icon
1553
CACI
CACI
$14.8B
$91K ﹤0.01%
1,230
+218
+22% +$16.5K
FOF icon
1554
Cohen & Steers Closed End Opportunity Fund
FOF
$383M
$91K ﹤0.01%
7,095
+42
+0.6% +$536
LOPE icon
1555
Grand Canyon Education
LOPE
$3.79B
$91K ﹤0.01%
1,946
+1,606
+472% +$74.4K
NHS
1556
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$91K ﹤0.01%
6,650
+3,000
+82% +$40.7K
OCSL icon
1557
Oaktree Specialty Lending
OCSL
$1.15B
$91K ﹤0.01%
3,216
+250
+8% +$7.12K
PRI icon
1558
Primerica
PRI
$9.62B
$91K ﹤0.01%
1,924
+5
+0.3% +$222
SUSA icon
1559
iShares ESG Optimized MSCI USA ETF
SUSA
$4.21B
$91K ﹤0.01%
2,342
-2,178
-48% -$83.4K
IRL
1560
DELISTED
NEW IRELAND FUND INC
IRL
$91K ﹤0.01%
6,358
– –
DUC
1561
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$91K ﹤0.01%
8,826
-510
-5% -$5.29K
ACHN
1562
DELISTED
Achillion Pharmaceuticals
ACHN
$91K ﹤0.01%
27,700
+12,700
+85% +$44.4K
DBEF icon
1563
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.46B
$90K ﹤0.01%
3,307
+1,140
+53% +$30.6K
ETX
1564
Eaton Vance Municipal Income 2028 Term Trust
ETX
$200M
$90K ﹤0.01%
5,729
-1,669
-23% -$26.1K
FXU icon
1565
First Trust Utilities AlphaDEX Fund
FXU
$831M
$90K ﹤0.01%
4,028
+1,708
+74% +$35.8K
KIE icon
1566
State Street SPDR S&P Insurance ETF
KIE
$681M
$90K ﹤0.01%
4,350
-1,500
-26% -$30.4K
CLGX
1567
DELISTED
Corelogic, Inc.
CLGX
$90K ﹤0.01%
2,996
– –
USG
1568
DELISTED
Usg
USG
$90K ﹤0.01%
2,737
+1,834
+203% +$59.6K
CEO
1569
DELISTED
CNOOC Limited
CEO
$90K ﹤0.01%
596
-47
-7% -$7.6K
DLTR icon
1570
Dollar Tree
DLTR
$24.9B
$89K ﹤0.01%
1,706
-2,095
-55% -$111K
EHI
1571
Western Asset Global High Income Fund
EHI
$177M
$89K ﹤0.01%
7,200
– –
GME icon
1572
GameStop
GME
$8.33B
$89K ﹤0.01%
8,696
-320
-4% -$3.07K
GRC icon
1573
Gorman-Rupp
GRC
$2.11B
$89K ﹤0.01%
2,801
-152
-5% -$4.87K
REZ icon
1574
iShares Residential and Multisector Real Estate ETF
REZ
$861M
$89K ﹤0.01%
1,784
+669
+60% +$32.5K
SPE
1575
Special Opportunities Fund
SPE
$145M
$89K ﹤0.01%
5,740
+225
+4% +$3.52K
61 62
63
64 65

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.