We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HELE icon
1551
Helen of Troy
HELE
$679M
$86K ﹤0.01%
1,757
+1,385
+372% +$64.9K
IQI icon
1552
Invesco Quality Municipal Securities
IQI
$536M
$86K ﹤0.01%
7,693
– –
NEU icon
1553
NewMarket
NEU
$8.43B
$86K ﹤0.01%
257
– –
NTAP icon
1554
NetApp
NTAP
$39.3B
$86K ﹤0.01%
2,108
-529
-20% -$21.5K
PNFP icon
1555
Pinnacle Financial Partners Inc
PNFP
$16B
$86K ﹤0.01%
2,650
– –
R icon
1556
Ryder
R
$10.1B
$86K ﹤0.01%
1,164
+92
+9% +$6.1K
SPLB icon
1557
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
$86K ﹤0.01%
3,462
+3,459
+115,300% +$85.7K
UNM icon
1558
Unum
UNM
$14.4B
$86K ﹤0.01%
2,492
+235
+10% +$7.7K
SPWR
1559
DELISTED
SunPower Corporation Common Stock
SPWR
$86K ﹤0.01%
4,415
+3,899
+756% +$78K
BBBY
1560
DELISTED
Bed Bath & Beyond Inc
BBBY
$86K ﹤0.01%
1,074
-853
-44% -$66K
PBCT
1561
DELISTED
People's United Financial Inc
PBCT
$86K ﹤0.01%
5,704
-150
-3% -$2.21K
AGU
1562
DELISTED
Agrium
AGU
$86K ﹤0.01%
939
+253
+37% +$22.3K
HOT
1563
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$86K ﹤0.01%
1,087
– –
EVO
1564
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$86K ﹤0.01%
7,138
– –
EMF
1565
Templeton Emerging Markets Fund
EMF
$333M
$85K ﹤0.01%
4,853
+2,742
+130% +$52.7K
FSLR icon
1566
First Solar
FSLR
$24.6B
$85K ﹤0.01%
1,553
-2,900
-65% -$159K
GT icon
1567
Goodyear
GT
$1.71B
$85K ﹤0.01%
3,579
+520
+17% +$11.5K
SM icon
1568
SM Energy
SM
$7.71B
$85K ﹤0.01%
1,029
+554
+117% +$47.3K
STE icon
1569
Steris
STE
$23B
$85K ﹤0.01%
1,774
+38
+2% +$1.74K
USA icon
1570
Liberty All-Star Equity Fund
USA
$1.86B
$85K ﹤0.01%
14,243
-1,883
-12% -$10.7K
PZI
1571
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$85K ﹤0.01%
5,022
+1
+0% +$16
APFC
1572
DELISTED
AMERICAN PACIFIC CORP
APFC
$85K ﹤0.01%
2,290
+842
+58% +$37.4K
DNL icon
1573
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$506M
$84K ﹤0.01%
3,318
-964
-23% -$24.1K
EELV icon
1574
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$425M
$84K ﹤0.01%
3,015
+91
+3% +$2.55K
RGLD icon
1575
Royal Gold
RGLD
$20B
$84K ﹤0.01%
1,835
+4
+0.2% +$189
61 62
63
64 65

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.