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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMC icon
1551
Honda
HMC
$40.6B
$75K ﹤0.01%
1,929
+58
+3% +$2.22K
JKHY icon
1552
Jack Henry & Associates
JKHY
$10.9B
$75K ﹤0.01%
1,442
-25
-2% -$1.25K
NEU icon
1553
NewMarket
NEU
$8.43B
$75K ﹤0.01%
257
-5
-2% -$1.39K
PICB icon
1554
Invesco International Corporate Bond ETF
PICB
$362M
$75K ﹤0.01%
2,558
-14,258
-85% -$404K
STE icon
1555
Steris
STE
$23B
$75K ﹤0.01%
1,736
+257
+17% +$11.2K
PAF
1556
DELISTED
Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PAF
$75K ﹤0.01%
1,337
+257
+24% +$13.8K
BCS.PRC
1557
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$75K ﹤0.01%
2,986
-39
-1% -$985
FBG
1558
DELISTED
UBS AG LONDON BRH FISHER ENHANCED BIG CAP GROWTH ETN
FBG
$75K ﹤0.01%
1,920
– –
HYLS icon
1559
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$74K ﹤0.01%
1,475
+1,080
+273% +$54.5K
NWBI icon
1560
Northwest Bancshares
NWBI
$2.29B
$74K ﹤0.01%
5,600
+2,550
+84% +$35.1K
PSMT icon
1561
Pricesmart
PSMT
$5.38B
$74K ﹤0.01%
783
-18
-2% -$1.62K
RDN icon
1562
Radian Group
RDN
$4.89B
$74K ﹤0.01%
5,304
-615
-10% -$8.21K
VECO icon
1563
Veeco
VECO
$3.26B
$74K ﹤0.01%
2,000
– –
DBD
1564
DELISTED
Diebold Nixdorf Incorporated
DBD
$74K ﹤0.01%
2,517
-816
-24% -$25.6K
IRL
1565
DELISTED
NEW IRELAND FUND INC
IRL
$74K ﹤0.01%
6,323
– –
NE
1566
DELISTED
Noble Corporation
NE
$74K ﹤0.01%
2,250
-4,215
-65% -$143K
GWR
1567
DELISTED
Genesee & Wyoming Inc.
GWR
$74K ﹤0.01%
804
-8
-1% -$722
KERX
1568
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$74K ﹤0.01%
7,111
-100
-1% -$890
CSI
1569
DELISTED
Cutwater Select Income Fund
CSI
$74K ﹤0.01%
4,205
+25
+0.6% +$445
TWTC
1570
DELISTED
TW TELECOM INC CL A COM
TWTC
$74K ﹤0.01%
2,477
+155
+7% +$4.57K
HOT
1571
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$74K ﹤0.01%
1,087
-17
-2% -$1.13K
AIA icon
1572
iShares Asia 50 ETF
AIA
$5.03B
$73K ﹤0.01%
1,581
-54
-3% -$2.41K
EMD
1573
Western Asset Emerging Markets Debt Fund
EMD
$610M
$73K ﹤0.01%
4,045
– –
HRI icon
1574
Herc Holdings
HRI
$5.68B
$73K ﹤0.01%
1,084
-823
-43% -$63.1K
IAK icon
1575
iShares US Insurance ETF
IAK
$540M
$73K ﹤0.01%
1,696
+1,496
+748% +$63.8K
61 62
63
64 65

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.