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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
KMF
1526
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
| $313K | ﹤0.01% |
19,670
+1,761
| +10% | +$26.7K |
|
1527
TFS Financial
TFSL
$4.93B
| $312K | ﹤0.01% |
16,357
+2,021
| +14% | +$37.2K |
|
1528
ENI
E
$79.1B
| $311K | ﹤0.01% |
9,690
+501
| +5% | +$14.7K |
|
1529
Fidelity National Information Services
FIS
$22.8B
| $311K | ﹤0.01% |
4,066
-126
| -3% | -$9.61K |
|
1530
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
| $311K | ﹤0.01% |
3,862
+85
| +2% | +$6.71K |
|
1531
NBT Bancorp
NBTB
$2.79B
| $311K | ﹤0.01% |
8,865
+13
| +0.1% | +$483 |
|
1532
SuperCom
SPCB
$70.3M
| $311K | ﹤0.01% |
459
+7
| +2% | +$4.41K |
|
|
ORAN
1533
DELISTED
Orange
ORAN
| $311K | ﹤0.01% |
20,854
-3,109
| -13% | -$46.4K |
|
|
PBCT
1534
DELISTED
People's United Financial Inc
PBCT
| $311K | ﹤0.01% |
16,412
+2,206
| +16% | +$39K |
|
1535
Artivion
AORT
$1.39B
| $310K | ﹤0.01% |
16,207
+2,032
| +14% | +$37K |
|
|
IMVP
1536
Invesco India ETF
IMVP
$108M
| $310K | ﹤0.01% |
16,108
-2,725
| -14% | -$54.3K |
|
|
RBS.PRH.CL
1537
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
| $310K | ﹤0.01% |
12,250
| – | – |
|
1538
MidCap Financial Investment
MFIC
$811M
| $309K | ﹤0.01% |
17,553
+971
| +6% | +$17.4K |
|
|
ETB
1539
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$461M
| $308K | ﹤0.01% |
18,647
-449
| -2% | -$7.45K |
|
1540
MPLX
MPLX
$59.6B
| $308K | ﹤0.01% |
8,886
-1,198
| -12% | -$38.9K |
|
1541
Jabil
JBL
$38.8B
| $307K | ﹤0.01% |
12,971
-5,712
| -31% | -$124K |
|
1542
UGI
UGI
$7.56B
| $307K | ﹤0.01% |
6,624
-143
| -2% | -$6.4K |
|
1543
iShares MSCI Japan Small-Cap ETF
SCJ
$265M
| $306K | ﹤0.01% |
+4,963
| New | +$315K |
|
1544
Jones Lang LaSalle
JLL
$17B
| $304K | ﹤0.01% |
2,878
-23
| -0.8% | -$2.31K |
|
|
MBFI
1545
DELISTED
MB Financial Corp
MBFI
| $304K | ﹤0.01% |
6,435
+2,488
| +63% | +$103K |
|
1546
Dycom Industries
DY
$12.3B
| $303K | ﹤0.01% |
3,787
+1,970
| +108% | +$159K |
|
1547
Franco-Nevada
FNV
$44.7B
| $303K | ﹤0.01% |
5,069
+224
| +5% | +$13.7K |
|
1548
Nuveen Select Tax-Free Income Portfolio
NXP
$904M
| $303K | ﹤0.01% |
21,801
+12,702
| +140% | +$181K |
|
|
PDT
1549
John Hancock Premium Dividend Fund
PDT
$628M
| $303K | ﹤0.01% |
19,299
-3,473
| -15% | -$51.4K |
|
|
GMLP
1550
DELISTED
Golar LNG Partners LP
GMLP
| $303K | ﹤0.01% |
12,600
+1,500
| +14% | +$31.9K |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.